Neuroscience (and what came to be cognitive science) was engaged from very early on in an enterprise committed to the same kind of understanding sought by psychotherapists, but passed through a phase (roughly from the 1950 through to the 1980's) when its own observations and stories were less rich in those terms. It was a period that gave rise to the notion that the nervous system was "simple" and "mechanistic," which in turn made neuroscience/cognitive science seem less relevant to those with broader concerns, perhaps even threatening and apparently adversarial if one equated the nervous system with "mind," or "self," or "soul," since mechanics seemed degrading to those ideas. Arguably, though, the period was an essential part of the evolution of the contemporary neuroscience/cognitive science story, one that laid needed groundwork for rediscovery and productive exploration of the richness of the nervous system. Psychoanalysis/psychotherapy, and, of course, move through their own story of evolution over its presented time. That the two stories seemed remote from one another during this period was never adequate evidence that they were not about the same thing but only an expression of their needed independent evolutions.
An additional reason that Pally is comfortable with the likelihood that psychotherapists and neuroscientists/cognitive scientists are talking about the same thing is her recognition of isomorphism (or congruities, Pulver 2003) between the two sets of stories, places where different vocabularies in fact seem to be representing the same (or quite similar) things. I am not sure I am comfortable calling these "shared assumptions" (as Pally does) since they are actually more interesting and probably more significant if they are instead instances of coming to the same ideas from different directions (as I think they are). In this case, the isomorphism tend to imply that rephrasing Gertrude Stein, that "there proves to be the actualization in the exception of there.” Regardless, Pally has entirely appropriately and, I think, usefully called attention to an important similarity between the psychotherapeutic concept of "transference" and an emerging recognition within neuroscience/cognitive science that the nervous system does not so much collect information about the world as generate a model of it, act in relation to that model, and then check incoming information against the predictions of that model. Pally's suggestion that this model reflects in part early interpersonal experiences, can be largely "unconscious," and so may cause inappropriate and troubling behaviour in current time seems to be entirely reasonable. So too, are those that constitute her thought, in that of the interactions with which an analyst can help by bringing the model to "consciousness" through the intermediary of recognizing the transference onto the analyst.
The increasing recognition of substantial complexity in the nervous system together with the presence of identifiable isomorphism that provide a solid foundation for suspecting that psychotherapists and neuroscientists/cognitive scientists are indeed talking about the same thing. But the significance of different stories for better understanding a single thing lies as much in the differences between the stories as it does in their similarities/isomorphism, in the potential for differing and not obviously isomorphic stories to modify another productively, and yielding a new story in the process. With this thought in mind, I want to call attention to some places where the psychotherapeutic and the neuroscientific/cognitive scientific stories have edges that rub against one another than smoothly fitting together. And perhaps to ways each could be usefully further evolved in response to those non-isomorphism.
Unconscious stories and "reality.” Though her primary concern is with interpersonal relations, Pally clearly recognizes that transference and related psychotherapeutic phenomena are one (actually relatively small) facet of a much more general phenomenon, the creation, largely unconsciously, of stories that are understood to be but are not that any necessary thoughtful pronunciations inclined for the "real world.” Ambiguous figures illustrate the same general phenomenon in a much simpler case, that of visual perception. Such figures may be seen in either of two ways; They represent two "stories" with the choice between them being, at any given time, largely unconscious. More generally, a serious consideration of a wide array of neurobiological/cognitive phenomena clearly implies that, as Pally says, we do not see "reality," but only have stories to describe it that result from processes of which we are not consciously aware.
All of this raises some quite serious philosophical questions about the meaning and usefulness of the concept of "reality." In the present context, what is important is that it is a set of questions that sometimes seem to provide an insurmountable barrier between the stories of neuroscientists/cognitive scientists, who largely think they are dealing with reality, and psychotherapists, who feel more comfortable in more idiosyncratic and fluid spaces. In fact, neuroscience and cognitive science can proceed perfectly well in the absence of a well-defined concept of "reality" and, without being fully conscious of it, committing to fact as they do so. And psychotherapists actually make more use of the idea of "reality" than is entirely appropriate. There is, for example, a tendency within the psychotherapeutic community to presume that unconscious stories reflect "traumas" and other historically verifiable events, while the neurobiological/cognitive science story says quite clearly that they may equally reflect predispositions whose origins reflect genetic information and hence bear little or no relation to "reality" in the sense usually meant. They may, in addition, reflect random "play," putting them even further out of reach of easy historical interpretation. In short, with regard to the relation between "story" and "reality," each set of stores could usefully be modified by greater attention to the other. Differing concepts of "reality" (perhaps the very concept itself) gets in the way of usefully sharing stories. The mental/cognitive scientists' preoccupation with "reality" as an essential touchstone could valuably be lessened, and the therapist's sense of the validation of stories in terms of personal and historical idiosyncrasies could be helpfully adjusted to include a sene of actual material underpinnings.
The Unconscious and the Conscious. Pally appropriately makes a distinction between the unconscious and the conscious, one that has always been fundamental to psychotherapy. Neuroscience/cognitive science has been slower to make a comparable distinction but is now rapidly beginning to catch up. Clearly some neural processes generate behaviour in the absence of awareness and intent and others yield awareness and intent with or without accompanying behaviour. An interesting question however, raised at a recent open discussion of the relations between neuroscience and psychoanalysis, is whether the "neurobiological unconscious" is the same thing as the "psychotherapeutic unconscious," and whether the perceived relations between the "unconscious" and the"conscious" are the same in the two sets of stories. Is this a case of an isomorphism or, perhaps more usefully, a masked difference?
An oddity of Pally's article is that she herself acknowledges that the unconscious has mechanisms for monitoring prediction errors and yet implies, both in the title of the paper, and in much of its argument, that there is something special or distinctive about consciousness (or conscious processing) in its ability to correct prediction errors. And here, I think, there is evidence of a potentially useful "rubbing of edges" between the neuroscientific/cognitive scientific tradition and the psychotherapeutic one. The issue is whether one regards consciousness (or conscious processing) as somehow "superior" to the unconscious (or unconscious processing). There is a sense in Pally of an old psychotherapeutic perspective of the conscious as a mechanism for overcoming the deficiencies of the unconscious, of the conscious as the wise father/mother and the unconscious as the willful child. Actually, Pally does not quite go this far, as I will point out in the following, but there is enough of a trend to illustrate the point and, without more elaboration, I do not think of many neuroscientists/cognitive scientists will catch Pally's more insightful lesson. I think Pally is almost certainly correct that the interplay of the conscious and the unconscious can achieve results unachievable by the unconscious alone, but think also that neither psychotherapy nor neuroscience/cognitive science are yet in a position to say exactly why this is so. So let me take a crack here at a new, perhaps bi-dimensional story that could help with that common problem and perhaps both traditions as well.
A major and surprising lesson of comparative neuroscience, supported more recently by neuropsychology (Weiskrantz, 1986) and, more recently still, by artificial intelligence, is that an extraordinarily rich repertoire of adaptive behaviour can occur unconsciously, in the absence of awareness of intent (be supported by unconscious neural processes). It is not only modelling the world and prediction. Error correction that can occur this way but virtually (and perhaps literally) the entire spectrum of behaviour externally observed, including fleeing from a threat, and of approaching good things, generating novel outputs, learning from doing so, and so on.
This extraordinary terrain, discovered by neuroanatomists, electrophysiologists, neurologists, behavioural biologists, and recently extended by others using more modern techniques, is the unconscious of which the neuroscientists/cognitive scientist speaks. It is the area that is so surprisingly rich that it creates, for some people, the puzzle about whether there is anything else at all. Moreover, it seems, at first glance, to be a totally different terrain from that of the psychotherapist, whose clinical experience reveals a territory occupied by drives, unfulfilled needs, and the detritus with which the conscious would prefer not to deal.
As indicated earlier, it is one of the great strengths of Pally's article to suggest that the two areas may in fact, turns out to be the same as in many ways that if they are of the same, then its question only compliments in what way are the "unconscious" and the "conscious" of showing to any difference? Where now are the "two stories?” Pally touches briefly on this point, suggesting that the two systems differ not so much (or at all?) In what they do, but rather in how they do it. This notion of two systems with different styles seems to me worth emphasizing and expanding. Unconscious processing is faster and handles many more variables simultaneously. Conscious processing is slower and handles numerously fewer variables at one time. It is likely that their equalling a host of other differences in style as well, in the handling of number for example, and of time.
In the present context, however, perhaps the most important difference in style is one that Lacan called attention to from a clinical/philosophical perspective - the conscious (conscious processing) have in themselves forwarded by some objective "coherence," that it attempts to create a story that makes sense simultaneously of all its parts. The unconscious, on the other hand, is much more comfortable with bits and pieces lying around with no global order. To a neurobiologist/cognitive scientist, this makes perfectly good sense. The circuitry embodies that of the unconscious (sub-cortical circuitry?) Is an assembly of different parts organized for a large number of different specific purposes, and only secondarily linked together to try to assure some coordination? The circuitry, has, once, again, to involve in conscious processing (neo-cortical circuitry?) On the other hand, seems to both be more uniform and integrated and to have an objective for which coherence is central.
That central coherence is well-illustrated by the phenomena of "positive illusions,” exemplified by patients who receive a hypnotic suggestion that there is an object in a room and subsequently walk in ways that avoid the object while providing a variety of unrelated explanations for their behaviour. Similar "rationalization" is, of course, seen in schizophrenic patients and in a variety of fewer dramatic forms in psychotherapeutic settings. The "coherent" objective is to make a globally organized story out of the disorganized jumble, a story of (and constituting) the "self."
What all this introduces that which is the mind or brain for which it is actually organized to be constantly generating at least two different stories in two different styles. One, written by conscious processes in simpler terms, is a story of/about the "self" and experienced as such, for developing insights into how such a story can be constructed using neural circuitry. The other is an unconscious "story" about interactions with the world, perhaps better thought of as a series of different "models" about how various actions relate to various consequences. In many ways, the latter are the grist for the former.
In this sense, we are safely back to the two stories that are ideologically central in their manifestations as pronounced in psychotherapy, but perhaps with some added sophistication deriving from neuroscience/cognitive science. In particular, there is no reason to believe that one story is "better" than the other in any definitive sense. They are different stories based on different styles of story telling, with one having advantages in certain sorts of situations (quick responses, large numbers of variables, more direct relation to immediate experiences of pain and pleasure) and the other in other sorts of situations (time for more deliberate responses, challenges amenable to handling using smaller numbers of variables, more coherent, more able to defer immediate gratification/judgment.
In the clinical/psychotherapeutic context, an important implication of the more neutral view of two story-tellers outlined above is that one ought not to over-value the conscious, nor to expect miracles of the process of making conscious what is unconscious. In the immediate context, the issue is if the unconscious is capable of "correcting prediction errors,” then why appeal to the conscious to achieve this function? More generally, what is the function of that persistent aspect of psychotherapy that aspires to make the unconscious conscious? And why is it therapeutically effective when it is? Here, it is worth calling special attention to an aspect of Pally's argument that might otherwise get a bit lost in the details of her article: . . . the therapist encourages the wife consciously to stop and consider her assumption that her husband does not properly care about her, and with intentness and determination consider an alternative view and inhibit her impulse to reject him back. This, in turn, creates a new type of experience, one in which he is indeed more loving, such that she can develop new predictions."
It is not, as Pally describes it, the simple act of making something conscious that is therapeutically effective. What is necessary is to decompose the story consciously (something that is made possible by its being a story with a small number of variables) and, even what is more important, to see if the story generates a new "type of experience" that in turn causes the development of "new predictions." The latter, is an effect of the conscious on the unconscious, an alteration of the unconscious brought about by hearing, entertaining, and hence acting on a new story developed by the conscious. It is not "making things conscious" that is therapeutically effective; it is the exchange of stories that encourages the creation of a new story in the unconscious.
For quite different reasons, Grey (1995) earlier made a suggestion not dissimilar to Pally's, proposing that consciousness was activated when an internal model detected a prediction failure, but acknowledged he could see no reason "why the brain should generate conscious experience of any kind at all." Seemingly, in spite of her title, there seems of nothing really to any detection of prediction errors, especially of what is important that Pally's story is the detection of mismatches between two stories. One unconscious and the other conscious, and the resulting opportunity for both to shape a less trouble-making new story. That, briefly may be why the brain "should generate conscious experience,” to reap the benefits of having a second story teller with a different style. Paraphrasing Descartes, one might say "I am, and I can think, therefore I can change who I am.” It is not only the neurobiological "conscious" that can undergo change; it is the neurobiological "unconscious" as well.
More generally, I want to suggest that the most effective psychotherapy requires the recognitions, rapidly emanating from the neurosciences and their cognitive counterpart for which are exposed of each within the paradigms of science, that the brain/mind has evolved with two (or more) independent story tellers and has done so precisely because there are advantages to having independent story tellers that generate and exchange different stories. The advantage is that each can learn from the other, and the mechanisms to convey the stories and forth and for each story teller to learn from the stories of the others occurring as a part of our evolutionary endowment as well. The problems that bring patients into a therapist's office are problems in the breakdown of story exchange, for any of a variety of reasons, and the challenge for the therapist is to reinstate the confidence of each story teller in the value of the stories created by the other. Neither the conscious nor the unconscious is primary; they function best as an interdependent loop with each developing its own story facilitated by the semi-independent story of the other. In such an organization, there are not only no "real,” and no primacy for consciousness, there is only the ongoing development and, ideally, effective sharing of different stories.
There are, in the story I am outlining, implications for neuroscience/cognitive science as well. The obvious key questions are what does one mean (in terms of neurons and neuronal assemblies) by "stories," and in what ways are their construction and representation different in unconscious and conscious neural processing. But even more important, if the story I have outlined makes sense, what are the neural mechanisms by which unconscious and conscious stories are exchanged and by which each kind of story impacts on the other? And why (again in neural terms) does the exchange sometimes break down and fail in a way that requires a psychotherapist - an additional story teller - to be repaired?
Just as the unconscious and the conscious are engaged in a process of evolving stories for separate reasons and using separate styles, so too have been and will continue to be neuroscience/cognitive science and psychotherapy. And it is valuable that both communities continue to do so. But there is every reason to believe that the different stories are indeed about the same thing, not only because of isomorphism between the differing stories but equally because the stories of each can, if listened to, are demonstrably of value to the stories of the other. When breakdowns in story sharing occur, they require people in each community who are daring enough to listen and be affected by the stories of the other community. Pally has done us all a service as such a person. I hope to further the constructs that bridge her to lay, and that others will feel inclined to join in an act of collectivity such that has enormous intellectual potential and relates directly too more seriously psychological need in the mental health arena. Indeed, there are reasons to believe that an enhanced skill at hearing, respecting, and learning from differing stories about similar things would be useful in a wide array of contexts.
The physical basis of consciousness appears to be the major and most
singular challenge to the scientific, reductionist world view. In the closing years of the second millennium, advances in the ability to record the activity of individual neurons in the brains of monkeys or other animals while they carry out particular tasks, combined with the explosive development of functional brain imaging in normal humans, has lead to a renewed empirical program to discover the scientific explanation of consciousness.
Consciousness is a puzzling state-dependent property of certain types of complex, adaptive systems. The best example of one type of such systems is a healthy and attentive human brain. If the brain is anaesthetized, consciousness ceases. Small lesions in the midbrain and thalamus of patients can lead to a complete loss of consciousness, while destruction of circumscribed parts of the cerebral cortex of patients can eliminate very specific aspects of consciousness, such as the ability to be aware of motion or to recognize objects as faces, without a concomitant loss of vision usually. Given the similarity in brain structure and behaviour, biologists commonly assume that at least some animals, in particular non-human primates, share certain aspects of consciousness with humans. Brain scientists, in conjunction with cognitive neuroscientists, are exploiting a number of empirical approaches that shed light on the neural basis of consciousness. Since it is not known to what extent, artificial systems, such as computers and robots, can become conscious, this article will exclude these from consideration.
Largely, neuroscientists have made a number of working assumptions that, in the fullness of time, need to be justified more fully. (1) There is something to be explained; that is, the subjective content associated with a conscious sensation - what philosophers point to the qualia - does exist and has its physical basis in the brain. To what extent qualia and all other subjective aspects of consciousness can or cannot be explained within some reductionist framework remains highly controversially. (2) Consciousness is a vague term with many usages and will, in the fullness of time, be replaced by a vocabulary that more accurately reflect the contribution of different brain processes (for a similar evolution, consider the usage of memory, that has been replaced by an entire hierarchy of more specific concepts). Common to all forms of consciousness is that it feels like something (e.g., to “see blue," to “experience a headache,” or to "reflect upon a memory"). Self-consciousness is but one form of consciousness.
It is possible that all the different aspects of consciousness (smelling, pain, visual awareness, effect, self-consciousness, and so on) employ a basic common mechanism or perhaps a few such mechanisms. If one could understand the mechanism for one aspect, then one will have gone most of the way toward understanding them all. (3) Consciousness is a property of the human brain, a highly evolved system. It therefore must have a useful function to perform. Crick and Koch (1998) assumes that the function of the neuronal correlate of consciousness is to produce the best current interpretation of the environment-in the light of past experiences-and to make it available, for a sufficient time, to the parts of the brain that contemplate, plan and execute voluntary motor outputs (including language). This needs to be contrasted with the on-line systems that bypass consciousness but that can generate stereotyped behaviours.
Note that in normally developed individuals motor output is not necessary for consciousness to occur. This is demonstrated by lock-in syndrome in which patients have lost (nearly) all ability to move yet are clearly conscious. (4) At least some animal species posses some aspects of consciousness. In particular, this is assumed to be true for non-human primates, such as the macaque monkey. Consciousness associated with sensory events in humans is likely to be related to sensory consciousness in monkeys for several reasons. Firstly, trained monkeys show similar behaviour to that of humans for many low-level perceptual tasks (e.g., detection and discrimination of visual motion or depth. Secondly, the gross neuroanatomy of humans and non-human primates are rather similar once the difference in size has been accounted for. Finally, functional magnetic resonance imaging of human cerebral cortex is confirming the existence of a functional organization in sensory cortical areas similar to that discovered by the use of single cell electrophysiology in the monkey. As a corollary, it follows that language is not necessary for consciousness to occur (although it greatly enriches human consciousness).
It is important to distinguish the general, enabling factors in the brain that are needed for any form of consciousness to occur from modulating ones that can up-or-down regulate the level of arousal, attention and awareness and from the specific factors responsible for a particular content of consciousness.
An easy example of an enabling factor would be a proper blood supply. Inactivate the heart and consciousness ceases within a fraction of a minute. This does not imply that the neural correlate of consciousness is in the heart (as Aristotle thought). A neuronal enabling factor for consciousness is the intralaminar nuclei of the thalamus. Acute bilateral loss of function in these small structures that are widely and reciprocally connected to the basal ganglia and cerebral cortex leads to an immediate coma or profound disruption in arousal and consciousness.
Among the neuronal modulating factors are the various activities in nuclei in the brain stem and the midbrain, often collectively referred to as the reticular activating system, that control in a widespread and quite specific manner the level of noradrenaline, serotonin and acetylcholine in the thalamus and forebrain. Appropriate levels of these neurotransmitters are needed for sleep, arousal, attention, memory and other functions critical to behaviour and consciousness.
Yet any particular content of consciousness is unlikely to arise from these structures, since they probably lack the specificity necessary to mediate a sharp pain in the right molar, the percept of the deep, blue California sky, the bouquet associated with a rich Bordeaux, a haunting musical melody and so on. These must be caused by specific neural activity in cortex, thalamus, basal ganglia and associated neuronal structures. The question motivating much of the current research into the neuronal basis of consciousness is the notion of the minimal neural activity that is sufficient to cause a specific conscious percept or memory.
For instance, when a subject consciously perceives a face, the retinal ganglion cells whose axons make up the optic nerve that carries the visual information to the brain proper are firing in response to the visual stimulus. Yet it is unlikely that this retinal activity directly correlates with visual perception. While such activity is evidently necessary for seeing a physical stimulus in the world, retinal neurons by themselves do not give rise to consciousness.
Given the comparative ease with which the brains of animals can be probed and manipulated, it seems opportune at this point in time to concentrate on the neural basis of sensory consciousness. Because primates are highly visual animals and much is known about the neuroanatomy, psychology and computational principles underling visual perception, visions has proven to be the most popular model systems in the brain sciences.
Cognitive and clinical research demonstrates that much complex information processing can occur without involving consciousness. This includes visual, auditory and linguistic priming, implicit memory, the implicit recognition of complex sequences, automatic behaviours such as driving a car or riding a bicycle and so on (Velmans 1991). The dissociations found in patients with lesions in the cerebral cortex (e.g., such as residual visual functions in the professed absence of any visual awareness known as clinical blind-sight in patients with lesions in preliminary visual cortex.
It can be said, that if one is without idea, then one is without concept, and as well, if one is without concept one is without an idea. An idea (Gk., eidos, visible form) be it a notion stretching all the way from one pole, where it denotes a subjective, internal presence in the mind, somehow thought of as representing something about the world, to the other pole, where it represents an eternal, timeless unchanging form or concept: The concept o the number series or of justice, for example, thought of as independent objected of enquiry and perhaps of knowledge. These two poles are not distinct meanings of the therm, although they give rise to many problems of interpretation, but between tem they define a space of philosophical problems. On the other hand, ideas are that with which er think, or in Locke’s terms, whatever the mind may be employed about in thinking. Looked at that way they seem to be inherently transient, fleeting, and unstable private presences. On the other hand, ideas provide the way in which objective knowledge can be expressed. They are the essential components of understanding, and any intelligible proposition that is true must be capable of being understood. Plato’s theory of Forms is a celebration of objective and timeless existence of ideas as concepts, and in his hands ideas are reified to the point where they make up the only rea world, of separate and perfect models of which the empirical world is only a poor cousin. This doctrine, notable in the Timaeus, opened the way for the Neoplatonic notion of ideas as the thoughts of God. The concept gradually lost this other-worldly aspect until after Descartes ideas become assimilated to whatever it is that lies in the mind of any thinking being.
The philosophical doctrine that reality is somehow mind-correlatives or mind co-ordinated - that the real objects comprising the “external world” are mot independent of cognizing minds, but only exist as in some way correlative to the mental operations. The doctrine centres on the conception that reality as we understand it reflects the working of mind. And it construes this as meaning that the inquiring mind itself to make a formative contribution not merely to our understanding character we attribute to it.
The cognitive scientist Jackendoff (1987) argues at length against the notion that consciousness and thoughts are inseparable and that introspection can reveal the contents of the mind. What is conscious about thoughts, are sensory aspects, such as visual images, sounds or silent speech? Both the process of thought and its content are not directly accessible to consciousness. Indeed, one tradition in psychology and psychoanalysis - going back to Sigmund Freud-hypothesizes that higher-level decision making and creativity are not accessible at a conscious level, although they influence behaviour.
Within the visual modality, Milner and Goodale (1995) have made a masterful case for the existence of so-called on-line systems that by-pass consciousness. Their function is to mediate relative stereotype motor behaviours, such as eye and arm movements, reaching, grasping, and postural adjustment and so on. In a very rapid, reflex-like manner. On-line systems work in egocentric coordinate systems, and lack certain types of perceptual illusions (e.g., size illusion) as well as direct access to working memory. These contrasts are well within the function of consciousness as alluded to from above, namely to synthesize information from many different sources and use it to plan behavioural patterns over time. Milner and Goodale argue that on-line systems are associated with the dorsal stream of visual information in the cerebral cortex, originating in the primary visual cortex and terminating in the posterior parietal cortex. The problem of consciousness can be broken down into several separate questions. Most, if not all of these, can then be subjected to scientific inquiry.
The major question that neuroscience must ultimately answer can be bluntly stated as follows: It is probable that at any moment some active neuronal processes in our head correlates with consciousness, while others do not; what is the difference between them? The specific processes that correlate with the current content of consciousness are referred to as the neuronal correlate of consciousness, or as the NCC. Whenever some information is represented in the NCC, it is represented in consciousness. The NCC is the minimal (minimal, since it is known that the entire brain is sufficient to give rise to consciousness) set of neurons, most likely distributed throughout certain cortical and subcortical areas, whose firing directly correlates with the perception of the subject at the time. Conversely, stimulating these neurons in the right manner with some yet unheard of technology should give rise to the same perception as before.
Discovering the NCC and its properties will mark a major milestone in any scientific theory of consciousness.
What is the character of the NCC? Most popular has been the belief that consciousness arises as an emergent property of a very large collection of interacting neurons (for instance, Libet 1993). In this view, it would be foolish to locate consciousness at the level of individual neurons. An alternative hypothesis is that there are special sets of “consciousness" neurons distributed throughout cortex and associated systems. Such neurons represent the ultimate neuronal correlate of consciousness, in the sense that the relevant activity of an appropriate subset of them is both necessary and sufficient to give rise to an appropriate conscious experience or percept (Crick and Koch 1998). Generating the appropriate activity in these neurons, for instance by suitable electrical stimulation during open skull surgery, would give rise to the specific percept.
Each one subtype of NCC neurons would, most likely, be characterized by a unique combination of molecular, biophysical, pharmacological and anatomical traits. It is possible, of course, that all cortical neurons may be capable of participating in the representation of one percept or another, though not necessarily doing so for all percepts. The secret of consciousness would then be the type of activity of a temporary subset of them, consisting of all those cortical neurons that represent that particular percept at that moment. How activity of neurons across a multitude of brain areas that encode all of the different aspects associated with an object (e.g., the colour of the face, its facial expression, its gender and identity, the sound issuing from its mouth) is combined into some single percept remains puzzling and is known as the binding problem.
What, if anything, can we infer about the location of neurons whose activity correlates with consciousness? In the case of visual consciousness, it was surmised that these neurons must have access to visual information and project to the planning stages of the brain; That is to premotor and frontal areas. Since no neurons in the primary visual cortex of the macaque monkey project to any area forward of the central sulcus, Crick and Koch (1998) propose that neurons in V1 do not give rise to consciousness (although it is necessary for most forms of vision, just as the retina is). Ongoing electro physiological, psycho physical and imaging research in monkeys and humans is evaluating this prediction.
While the set of neurons that can express anyone particular conscious percept might constitute a relative small fraction of all neurons in anyone area, many more neurons might be necessary to support the firing activity leading up to the NCC. This might resolve the apparent paradox between clinical lessoning data suggesting that small and discrete lesions in the cortex can lead to very specific deficits (such as the inability to see colours or to recognize faces in the absence of other visual losses) and the functional imaging data that anyone visual stimulus can activate large swaths of cortex.
Conceptually, several other questions need to be answered about the NCC. What type of activity corresponds to the NCC (it has been proposed as long ago as the early part of the twentieth century that spiking activity synchronized across a population of neurons is a necessary condition for consciousness to occur)? What causes the NCC to occur? And, finally, what effect does the NCC have on postsynaptic structures, including motor output.
A promising experimental approach to locate the NCC is the use of bistable percepts in which a constant retinal stimulus gives rise to two percepts alternating in time, as in a Necker cube (Logothetis 1998). One version of this is binocular rivalry in which small images, say of a horizontal grating, are presented to the left eye and another image, say the vertical grating is shown to the corresponding location in the right eye. In spite of the constant visual stimulus, observers “see" the horizontal grating alternately every few seconds with the vertical one (Blake 1989). The brain does not allow for the simultaneous perception of both images.
It is possible, though difficult, to train a macaque monkey to report whether it is currently seeing the left or the right image. The distribution of the switching times and the way in which changing the contrast in one eye affects these leaves little to doubt, in that monkeys and humans experience the same basic phenomenon. In a series of elegant experiments, Logothetis and colleagues (Logothetis 1998) recorded from a variety of visual cortical areas in the awake macaque monkey while the animal performed a binocular rivalry task. In undeveloped visual cortices, only a small fraction of cells modulates their response as a function of the percept of the monkey, while 20 to 30% of neurons in higher visual areas in the cortex do so. The majority of cells increased their firing rate in response to one or the other retinal stimulus with little regard to what the animal perceives at the time. In contrast, in a high-level cortical area such as the inferior temporal cortex, almost all neurons responded only to the perceptual dominant stimulus (in other words, a “face” cell only fired when the animal indicated by its performance that it saw the face and not the pattern presented to the other eye). This makes it likely that the NCC involves activity in neurons in the inferior temporal lobe. Lesions in the homologous area in the human brain are known to cause very specific deficits in the conscious face or object recognition. However, it is possible that specific interactions between IT cells and neurons in parts of the prefrontal cortex are necessary in order for the NCC to be generated
Functional brain imaging in humans undergoing binocular rivalry has revealed that areas in the right prefrontal cortex are in activating during the perceptual switch from one percept to the other.
A number of alternate experimental paradigms are being investigated using electro physiological recordings of individual neurons in behaving animals and human patients, combined with functional brain imaging. Common to these is the manipulation of the complex and changing relationship between physical stimulus and the conscious percept. For instance, when subjects are forced rapidly to respond to a low saliency target, both monkeys and human’s sometimes claim to perceive such a target in the absence of any physical target consciously (false alarm) or fail to respond to a target (miss). The NCC in the appropriate sensory area should mirror the perceptual report under these dissociated conditions. Visual illusions constitute another rich source of experiments that can provide information concerning the neurons underlying these illusory percepts. A classical example is the motion affected in which a subject stares at a constantly moving stimulus (such as a waterfall) for a fraction of a minute or longer. Immediately after this conditioning period, a stationary stimulus will appear to move in the opposite direction. Because of the conscious experience of motion, one would expect, the subject’s cortical motion areas to be activated in the absence of any moving stimulus.
Future techniques, most likely based on the molecular identification and manipulation of discrete and identifiable subpopulations of cortical cells in appropriate animals, will greatly help in this endeavour
Identifying the type of activity and the type of neurons that gives rise to specific conscious percept in animals and humans would only be the first, even if critical, step in understanding consciousness. One also needs to know where these cells project to, their postsynaptic action, how they develop in early childhood, what happens to them in mental diseases known to affect consciousness in patients, such as schizophrenia or autism, and so on. And, of course, a final theory of consciousness would have to explain the central mystery, why a physical system with particular architectures gives rise to feelings and qualia.
The central structure of an experience is its intentionality, its being directed toward something, as it is an experience of or about some object. An experience is directed toward an object by virtue of its content or meaning (which represents the object) together with appropriate enabling conditions.
Phenomenology as a discipline is distinct from but related to other key disciplines in philosophy, such as ontology, epistemology, logic, and ethics. Phenomenology has been practised in various guises for centuries, however, its maturing qualities have begun in the early parts of the 20th century. The works that have dramatically empathized the growths of phenomenology are accredited through the works of Husserl, Heidegger, Sartre, Merleau-Ponty and others. Phenomenological issues of intentionality, consciousness, qualia, and first-person perspective have been prominent in recent philosophy of mind.
Phenomenology is commonly understood in either of two ways: as a disciplinary field in philosophy, or as a movement in the history of philosophy.
The discipline of phenomenology may be defined initially as the study of structures of experience, or consciousness. Literally, phenomenology is the study of "phenomena": Appearances of things, or things as they appear in our experience, or the ways we experience things, thus the meaning’s things have in our experience. Phenomenology studies conscious experience as experienced from the subjective or first person point of view. This field of philosophy is then to be distinguished from, and related to, the other main fields of philosophy: Ontology (the study of being or what is), epistemology (the study of knowledge), logic (the study of valid reasoning), ethics (the study of right and wrong action), etc.
The historical movement of phenomenology is the philosophical tradition launched in the first half of the 20th century by Edmund Husserl, Martin Heidegger, Maurice Merleau-Ponty, Jean-Paul Sartre. In that movement, the discipline of phenomenology was prized as the proper foundation of all philosophy - as opposed, say, to ethics or metaphysics or epistemology. The methods and characterization of the discipline were widely debated by Husserl and his successors, and these debates continue to the present day. (The definitions of Phenomenological offered above will thus be debatable, for example, by Heideggerians, but it remains the starting point in characterizing the discipline.)
In recent philosophy of mind, the term "phenomenology" is often restricted to the characterization of sensory qualities of seeing, hearing, etc.: What it is like to have sensations of various kinds. However, our experience is normally much richer in content than mere sensation. Accordingly, in the Phenomenological tradition, phenomenology is given a much wider range, addressing the meaning things have in our experience, notably, the significance of objects, events, tools, the flow of time, the self, and others, as these things arise and are experienced in our "life-world.”
Phenomenology as a discipline has been central to the tradition of continental European philosophy throughout the 20th century, while philosophy of mind has evolved in the Austro-Anglo-American tradition of analytic philosophy that developed throughout the 20th century. Yet the fundamental character of our mental activity is pursued in overlapping ways within these two traditions. Accordingly, the perspective on phenomenology drawn in this article will accommodate both traditions. The main concern here will be to characterize the discipline of phenomenology, in contemporary views, while also highlighting the historical tradition that brought the discipline into its own.
Basically, phenomenology studies the structure of various types of experience ranging from perception, thought, memory, imagination, emotion, desire, and volition to bodily awareness, embodied action, and social activity, including linguistic activity. The structure of these forms of experience typically involves what Husserl called "intentionality,” that is, the directedness of experience toward things in the world, the property of consciousness that it is a consciousness of or about something. According to classical Husserlian phenomenology, our experiences abide toward the direction that represents or "intends" of things only through particular concepts, thoughts, ideas, images, etc. These make up the meaning or content of a given experience, and are distinct from the things they present or mean.
The basic intentional structure of consciousness, we come to find in reflection or analysis, in that of which involves further forms of experience. Thus, phenomenology develops a complex account of temporal awareness (within the stream of consciousness), spatial awareness (notably in perception), attention (distinguishing focal and marginal or "horizontal" awareness), awareness of one's own experience (self-consciousness, in one sense), self-awareness (awareness-of-oneself), the self in different roles (as thinking, acting, etc.), embodied action (including kinesthetic awareness of one's movement), determination or intention represents its desire for action (more or less explicit), awareness of other persons (in empathy, intersubjectivity, collectivity), linguistic activity (involving meaning, communication, understanding others), social interaction (including collective action), and everyday activity in our surrounding life-world (in a particular culture).
Furthermore, in a different dimension, we find various grounds or enabling conditions - conditions of the possibility - of intentionality, including embodiment, bodily skills, cultural context, language and other social practices, social background, and contextual aspects of intentional activities. Thus, phenomenology leads from conscious experience into conditions that help to give experience its intentionality. Traditional phenomenology has focussed on subjective, practical, and social conditions of experience. Recent philosophy of mind, however, has focussed especially on the neural substrate of experience, on how conscious experience and mental representation or intentionality is grounded in brain activity. It remains a difficult question how much of these grounds of experience fall within the province of phenomenology as a discipline. Cultural conditions thus seem closer to our experience and to our familiar self-understanding than do the electrochemical workings of our brain, much less our dependence on quantum-mechanical states of physical systems to which we may belong. The cautious thing to say is that phenomenology leads in some ways into at least some background conditions of our experience.
The discipline of phenomenology is defined by its domain of study, its methods, and its main results. Phenomenology studies structures of conscious experience as experienced from the first-person point of view, along with relevant conditions of experience. The central structure of an experience is its intentionality, the way it is directed through its content or meaning toward a certain object in the world.
We all experience various types of experience including perception, imagination, thought, emotion, desire, volition, and action. Thus, the domain of phenomenology is the range of experiences including these types (among others). Experience includes not only relatively passive experience as in vision or hearing, but also active experience as in walking or hammering a nail or kicking a ball. (The range will be specific to each species of being that enjoys consciousness; Our focus is on our own human experience. Not all conscious beings will, or will be able to, practice phenomenology, as we do.)
Conscious experiences have a unique feature: we experience them, we live through them or perform them. Other things in the world we may observe and engage. But we do not experience them, in the sense of living through or performing them. This experiential or first-person feature - that of being experienced - is an essential part of the nature or structure of conscious experience: as we say, "I see/think/desire/do . . ." This feature is both a Phenomenological and an ontological feature of each experience: it is part of what it is for the experience to be experienced (Phenomenological) and part of what it is for the experience to be (ontological).
How shall we study conscious experience? We reflect on various types of experiences just as we experience them. That is to say, we proceed from the first-person point of view. However, we do not normally characterize an experience at the time we are performing it. In many cases we do not have that capability: a state of intense anger or fear, for example, consumes the entire focus at the time. Rather, we acquire a background of having lived through a given type of experience, and we look to our familiarity with that type of experience: hearing a song, seeing a sunset, thinking about love, intending to jump a hurdle. The practice of phenomenology assumes such familiarity with the type of experiences to be characterized. Importantly, also, it is types of experience that phenomenology pursues, rather than a particular fleeting experience - unless its type is what interests us.
Classical phenomenologists practised some three distinguishable methods. (1) We describe a type of experience just as we find it in our own (past) experience. Thus, Husserl and Merleau-Ponty spoke of pure description of lived experience. (2) We interpret a type of experience by relating it to relevant features of context. In this vein, Heidegger and his followers spoke of hermeneutics, the art of interpretation in context, especially social and linguistic context. (3) We analyse the form of a type of experience. In the end, all the classical phenomenologists practised analysis of experience, factoring out notable features for further elaboration.
These traditional methods have been ramified in recent decades, expanding the methods available to phenomenology. Thus: (4) In a logico-semantic model of phenomenology, we specify the truth conditions for a type of thinking (say, where I think that dogs chase cats) or the satisfaction conditions for a type of intention (say, where I intend or will to jump that hurdle). (5) In the experimental paradigm of cognitive neuroscience, we design empirical experiments that tend to confirm or refute aspects of experience (say, where a brain scan shows electrochemical activity in a specific region of the brain thought to subserve a type of vision or emotion or motor control). This style of "neurophenomenology" assumes that conscious experience is grounded in neural activity in embodied action in appropriate surroundings - mixing pure phenomenology with biological and physical science in a way that was not wholly congenial to traditional phenomenologists.
What makes an experience conscious is a certain awareness one has of the experience while living through or performing it. This form of inner awareness has been a topic of considerable debate, centuries after the issue arose with Locke's notion of self-consciousness on the heels of Descartes' sense of consciousness (conscience, co-knowledge). Does this awareness-of-experience consist in a kind of inner observation of the experience, as if one were doing two things at once? (Brentano argued no.) Is it a higher-order perception of one's mind's operation, or is it a higher-order thought about one's mental activity? (Recent theorists have proposed both.) Or is it a different form of inherent structure? (Sartre took this line, drawing on Brentano and Husserl.) These issues are beyond the scope of this article, but notice that these results of Phenomenological analysis, that shape the characterlogical domain of study and the methodology appropriate to the domain. For awareness-of-experience is a defining trait of conscious experience, the trait that gives experience a first-person, lived character. It is that lived character of experience that allows a first-person perspective on the object of study, namely, experiences, and that perspective is characteristic of the methodology of phenomenology.
Conscious experience is the starting point of phenomenology, but experience shades off into fewer overtly conscious phenomena. As Husserl and others stressed, we are only vaguely aware of things in the margin or periphery of attention, and we are only implicitly aware of the wider horizon of things in the world around us. Moreover, as Heidegger stressed, in practical activities like walking along, or hammering a nail, or speaking our native tongue, we are not explicitly conscious of our habitual patterns of action. Furthermore, as psychoanalysts have stressed, much of our intentional mental activity is not conscious at all, but may become conscious in the process of therapy or interrogation, as we come to realize how we feel or think about something. We should allow, then, that the domain of phenomenology - our own experience - spreads out from conscious experience into semi-conscious and even unconscious mental activity, along with relevant background conditions implicitly invoked in our experience. (These issues are subject to debate; the point here is to open the door to the question of where to draw the boundary of the domain of phenomenology.)
To begin an elementary exercise in phenomenology, consider some typical experiences one might have in everyday life, characterized in the first person: (1) I see that fishing boat off the coast as dusk descends over the Pacific. (2) I hear that helicopter whirring overhead as it approaches the hospital. (3) I am thinking that phenomenology differs from psychology. (4) I wish that warm rain from Mexico were falling like last week. (5) I imagine a fearsome creature like that in my nightmare. (6) I intend to finish my writing by noon. (7) I walk carefully around the broken glass on the sidewalk. (8) I stroke a backhand cross-court with that certain underspin. (9) I am searching for the words to make my point in conversation.
Here are rudimentary characterizations of some familiar types of experience. Each sentence is a simple form of Phenomenological description, articulating in everyday English the structure of the type of experience so described. The subject term "I" indicate the first-person structure of the experience: The intentionality proceeds from the subject. The verb indicates the type of intentional activity describing recognition, thought, imagination, etc. Of central importance is the way that objects of awareness are presented or intended in our experiences, especially, the way we see or conceive or think about objects. The direct-object expression ("that fishing boat off the coast") articulates the mode of presentation of the object in the experience: the content or meaning of the experience, the core of what Husserl called noema. In effect, the object-phrase expresses the noema of the act described, that is, to the extent that language has appropriate expressive power. The overall form of the given sentence articulates the basic form of intentionality in the experience: Subject-act-content-object.
Rich Phenomenological description or interpretation, as in Husserl, Merleau-Ponty et al., will far outrun such simple Phenomenological descriptions as above. But such simple descriptions bring out the basic form of intentionality. As we interpret the Phenomenological description further, we may assess the relevance of the context of experience. And we may turn to wider conditions of the possibility of that type of experience. In this way, in the practice of phenomenology, we classify, describe, interpret, and analyse structures of experiences in ways that answer to our own experience.
In such interpretive-descriptive analyses of experience, we immediately observe that we are analysing familiar forms of consciousness, conscious experience of or about this or that. Intentionality is thus the salient structure of our experience, and much of the phenomenology proceeds as the study of different aspects of intentionality. Thus, we explore structures of the stream of consciousness, the enduring self, the embodied self, and bodily action. Furthermore, as we reflect on how these phenomena work, we turn to the analysis of relevant conditions that enable our experiences to occur as they do, and to represent or intend as they do. Phenomenology then leads into analyses of conditions of the possibility of intentionality, conditions involving motor skills and habits, backgrounding social practices, and often language, with its special place in human affairs, presents the following definition: "Phoneme, . . .”
The Oxford English Dictionary indicated of its knowledge, where science as itself is a contained source of phenomena as distinct from being (ontology). That division of any science that describes and classifies its phenomena. From the Greek phainomenon, appearance. In philosophy, the term is used in the first sense, amid debates of theory and methodology. In physics and philosophy of science, the term is used in the second sense, but only occasionally.
So its root meaning, then, phenomenology is the study of phenomena: Literally, appearances as opposed to reality. This ancient distinction launched philosophy as we emerged from Plato's cave. Yet the discipline of phenomenology did not blossom until the 20th century and remains poorly understood in many circles of contemporary philosophy. What is that discipline? How did philosophy move from a root concept of phenomena to the discipline of phenomenology?
Originally, in the 18th century, "phenomenology" meant the theory of appearances fundamental to empirical knowledge, especially sensory appearances. The term seems to have been introduced by Johann Heinrich Lambert, a follower of Christian Wolff. Subsequently, Immanuel Kant used the term occasionally in various writings, as did Johann Gottlieb Fichte and G. W. F. Hegel. By 1889 Franz Brentano used the term to characterize what he called "descriptive psychology. From there Edmund Husserl took up the term for his new science of consciousness, and the rest is history.
Suppose we say phenomenology study’s phenomena: Of what appears to us - and its appearing. How shall we understand phenomena? The term has a rich history in recent centuries, in which we can see traces of the emerging discipline of phenomenology.
In a strict empiricist vein, what appears before the mind accedes of sensory data or qualia: either patterns of one's own sensations (seeing red here now, feeling this ticklish feeling, hearing that resonant bass tone) or sensible patterns of worldly things, say, the looks and smells of flowers (what John Locke called secondary qualities of things). In a strict rationalist vein, by contrast, what appears before the mind of ideas, rationally formed "clear and distinct ideas" (in René Descartes' ideal). In Immanuel Kant's theory of knowledge, fusing rationalist and empiricist aims, what appears to the mind are phenomena defined as things-as-they-appear or things-as-they-are-represented (in a synthesis of sensory and conceptual forms of objects-as-known). In Auguste Comte's theory of science, phenomena (phenomenes) are the facts (faits, what occurs) that a given science would explain.
In 18th and 19th century epistemology, then, phenomena are the starting points in building knowledge, especially science. Accordingly, in a familiar and still current sense, phenomena are whatever we observe (perceive) and seek to explain. Discipline of psychology emerged late in the 19th century, however, phenomena took on a somewhat different guise. In Franz Brentano's Psychology from an Empirical Standpoint (1874), phenomena are of what is to occur in the mind: Mental phenomena are acts of consciousness (or their contents), and physical phenomena are objects of external perception starting with colours and shapes. For Brentano, physical phenomena exist "intentionally" in acts of consciousness. This view revives a Medieval notion Brentano called "intentional in-existence. Nevertheless, the ontology remains undeveloped (what is it to exist in the mind, and do physical objects exist only in the mind?). More generally, we might say that phenomena are whatever we are conscious of: objects and events around us, other people, ourselves, even (in reflection) our own conscious experiences, as we experience these. In a certain technical sense, phenomena are things as they are given to our consciousness, whether in perception or imagination or thought or volition. This conception of phenomena would soon inform the new discipline of phenomenology.
Brentano distinguished descriptive psychology from genetic psychology. Where genetic psychology seeks the causes of various types of mental phenomena, descriptive psychology defines and classifies the various types of mental phenomena, including perception, judgment, emotion, etc. According to Brentano, every mental phenomenon, or act of consciousness, is directed toward some object, and only mental phenomena are so directed. This thesis of intentional directedness was the hallmark of Brentano's descriptive psychology. In 1889 Brentano used the term "phenomenology" for descriptive psychology, and the way was paved for Husserl's new science of phenomenology.
Phenomenology as we know it was launched by Edmund Husserl in his Logical Investigations (1900-01). Two importantly different lines of theory came together in that monumental work: Psychological theory, on the heels of Franz Brentano (and William James, whose Principles of Psychology appeared in 1891 and greatly impressed Husserl); Its logically semantic theory, are the heels of Bernard Bolzano and Husserl's contemporaries who founded modern logic, including Gottlob Frége. (Interestingly, both lines of research trace back to Aristotle, and both reached importantly new results in Husserl's day.)
Husserl's Logical Investigations was inspired by Bolzano's ideal of logic, while taking up Brentano's conception of descriptive psychology. In his Theory of Science (1835) Bolzano distinguished between subjective and objective ideas or representations (Vorstellungen). In effect Bolzano criticized Kant and before him the classical empiricists and rationalists for failing to make this sort of distinction, thereby rendering phenomena merely subjective. Logic studies objective ideas, including propositions, which in turn make up objective theories as in the sciences. Psychology would, by contrast, study subjective ideas, the concrete contents (occurrences) of mental activities in particular minds at a given time. Husserl was after both, within a single discipline. So phenomena must be reconceived as objective intentional contents (sometimes called intentional objects) of subjective acts of consciousness. Phenomenology would then study this complex of consciousness and correlated phenomena. In Ideas I (Book One, 1913) Husserl introduced two Greek words to capture his version of the Bolzanoan distinction: noesis and noema (from the Greek verb noéaw, meaning to perceive, thinks, intend, from where the noun nous or mind). The intentional process of consciousness is called noesis, while its ideal content is called noema. The noema of an act of consciousness Husserl characterized both as an ideal meaning and as "the object as intended.” Thus the phenomenon, or object-as-it-appears, becomes the noema, or object-as-it-is-intended. The interpretations of Husserl's theory of noema have been several and amount to different developments of Husserl's basic theory of intentionality. (Is the noema an aspect of the object intended, or rather a medium of intention?)
For Husserl, then, phenomenology integrates a kind of psychology with a kind of logic. It develops a descriptive or analytic psychology in that it describes and Analysed types of subjective mental activity or experience, in short, act of consciousness. Yet it develops a kind of logic - a theory of meaning (today we say logical semantics) - in that it describes and Analysed objective contents of consciousness: Ideas, concepts, images, propositions, in short, ideal meanings of various types that serve as intentional contents, or noematic meanings, of various types of experience. These contents are shareable by different acts of consciousness, and in that sense they are objective, ideal meanings. Following Bolzano (and to some extent the Platonistic logician Hermann Lotze), . Generally, any view supposed to owe its classical origin to the dialogues of Plato. In modern philosophy the view as expressed of Platonistic logic is taken specifically from the middle dialogues of abstract objects, such as those of mathematics, or concepts such as those of number or justice, are real independent, timeless and objective entities. Numbers stand to mathematical enquiry rather as countries do to geographical enquiry, and concepts stand in a similar relation to enquire such as philosophy or law that delve into their nature. Meanwhile, Husserl opposed any reduction of logic or mathematics or science to mere psychology, to how the public happens to think, and in the same spirit he distinguished phenomenology from mere psychology. For Husserl, phenomenology would study consciousness without reducing the objective and shareable meanings that inhabit experience to merely subjective happenstances. Ideal meaning would be the engine of intentionality in acts of consciousness.
A clear conception of phenomenology awaited Husserl's development of a clear model of intentionality. Indeed, phenomenology and the modern concept of intentionality emerged hand-in-hand in Husserl's Logical Investigations (1900-01). With theoretical foundations laid in the Investigations, Husserl would then promote the radical new science of phenomenology in Ideas I (1913). And alternative visions of phenomenology would soon follow.
Phenomenology matured and was nurtured through the works of Husserl, much as epistemology came about by means of its own nutrition but through Descartes study, and ontology or metaphysics came into its own with Aristotle on the heels of Plato. Yet phenomenology has been practised, with or without the name, for many centuries. When Hindu and Buddhist philosophers reflected on states of consciousness achieved in a variety of meditative states, they were practising phenomenology. When Descartes, Hume, and Kant characterized states of perception, thought, and imagination, they were practising phenomenology. When Brentano classified varieties of mental phenomena (defined by the directedness of consciousness), he was practising phenomenology. When William James appraised kinds of mental activity in the stream of consciousness (including their embodiment and their dependence on habit), he too was practising phenomenology. And when recent analytic philosophers of mind have addressed issues of consciousness and intentionality, they have often been practising phenomenology. Still, the discipline of phenomenology, its roots tracing back through the centuries, came full to flower in Husserl.
Husserl's work was followed by a flurry of Phenomenological writing in the first half of the 20th century. The diversity of traditional phenomenology is apparent in the Encyclopaedic of Phenomenology (Kluwer Academic Publishers, 1997, Dordrecht and Boston), which features separate articles on some seven types of phenomenology. (1) Transcendental constitutive phenomenology studies how objects are constituted in pure or transcendental consciousness, setting aside questions of any relation to the natural world around us. (2) Naturalistic constitutive phenomenology studies how consciousness constitutes or takes things in the world of nature, assuming with the natural attitude that consciousness is part of nature. (3) Existential phenomenology studies concrete human existence, including our experience of free choice or action in concrete situations. (4) Generative historicist phenomenology studies how meaning, as found in our experience, is generated in historical processes of collective experience over time. (5) Genetic phenomenology studies the genesis of meanings of things within one's own stream of experience. (6) Hermeneutical phenomenology studies interpretive structures of experience, how we understand and engage things around us in our human world, including ourselves and others. (7) Realistic phenomenology studies the structure of consciousness and intentionality, assuming it occurs in a real world that is largely external to consciousness and not somehow brought into being by consciousness.
The most famous of the classical phenomenologists were Husserl, Heidegger, Sartre, and Merleau-Ponty. In these four thinkers we find different conceptions of phenomenology, different methods, and different results. A brief sketch of their differences will capture both a crucial period in the history of phenomenology and a sense of the diversity of the field of phenomenology.
In his Logical Investigations (1900-01) Husserl outlined a complex system of philosophy, moving from logic to philosophy of language, to ontology (theory of universals and parts of wholes), to a Phenomenological theory of intentionality, and finally to a Phenomenological theory of knowledge. Then in Ideas I (1913) he focussed squarely on phenomenology itself. Husserl defined phenomenology as "the science of the essence of consciousness,” entered on the defining trait of intentionality, approached explicitly "in the first person." In this spirit, we may say phenomenology is the study of consciousness - that is, conscious experience of various types - as experienced from the first-person point of view. In this discipline we study different forms of experience just as we experience them, from the perspective of the subject living through or performing them. Thus, we characterize experiences of seeing, hearing, imagining, thinking, feeling (i.e., emotion), wishing, desiring, willing, and acting, that is, embodied volitional activities of walking, talking, cooking, carpentering, etc. However, not just any characterization of an experience will do. Phenomenological analysis of a given type of experience will feature the ways in which we ourselves would experience that form of conscious activity. And the leading property of our familiar types of experience is their intentionality, their being a consciousness of or about something, something experienced or presented or engaged in a certain way. How I see or conceptualize or understand the object I am dealing with defines the meaning of that object in my current experience. Thus, phenomenology features a study of meaning, in a wide sense that includes more than what is expressed in language.
In Ideas I Husserl presented phenomenology with a transcendental turn. In part this means that Husserl took on the Kantian idiom of "transcendental idealism,” looking for conditions of the possibility of knowledge, or of consciousness generally, and arguably turning away from any reality beyond phenomena. But Husserl's transcendental, turn also involved his discovery of the method of epoché (from the Greek skeptics' notion of abstaining from belief). We are to practice phenomenology, Husserl proposed, by "bracketing" the question of the existence of the natural world around us. We thereby turn our attention, in reflection, to the structure of our own conscious experience. Our first key result is the observation that each act of consciousness is a consciousness of something, that is, intentional, or directed toward something. Consider my visual experience wherein I see a tree across the square. In Phenomenological reflection, we need not concern ourselves with whether the tree exists: my experience is of a tree whether or not such a tree exists. However, we do need to concern ourselves with how the object is meant or intended. I see a Eucalyptus tree, not a Yucca tree; I see that object as a referentially exposed Eucalyptus tree, with certain shape and with bark stripping off, etc. Thus, bracketing the tree itself, we turn our attention to my experience of the tree, and specifically to the content or meaning in my experience. This tree-as-perceived Husserl calls the noema or noematic sense of the experience.
Philosophers succeeding Husserl debated the proper characterization of phenomenology, arguing over its results and its methods. Adolf Reinach, an early student of Husserl's (who died in World War I), argued that phenomenology should remain merged with a total inference by some realistic ontologism, as in Husserl's Logical Investigations. Roman Ingarden, a Polish phenomenologists of the next generation, continued the resistance to Husserl's turn to transcendental idealism. For such philosophers, phenomenology should not bracket questions of being or ontology, as the method of epoché would suggest. And they were not alone. Martin Heidegger studied Husserl's early writings, worked as Assistant to Husserl in 1916, and in 1928, succeeded Husserl in the prestigious chair at the University of Freiburg. Heidegger had his own ideas about phenomenology.
In Being and Time (1927) Heidegger unfurled his rendition of phenomenology. For Heidegger, we and our activities are always "in the world,” our being is being-in-the-world, so we do not study our activities by bracketing the world, rather we interpret our activities and the meaning things have for us by looking to our contextual relations to things in the world. Indeed, for Heidegger, phenomenology resolves into what he called "fundamental ontology.” We must distinguish beings from their being, and we begin our investigation of the meaning of being in our own case, examining our own existence in the activity of "Dasein" (that being whose being is in each case my own). Heidegger resisted Husserl's neo-Cartesian emphasis on consciousness and subjectivity, including how perception presents things around us. By contrast, Heidegger held that our more basic ways of relating to things are in practical activities like hammering, where the phenomenology reveals our situation in a context of equipment and in being-with-others.
In Being and Time Heidegger approached phenomenology, in a quasi-poetic idiom, through the root meanings of "logos" and "phenomena,” so that phenomenology is defined as the art or practice of "letting things show themselves.” In Heidegger's inimitable linguistic play on the Greek roots, “phenomenology” means . . . - to let that which shows itself to be seen from itself in the very way in which it shows itself from itself. Here Heidegger explicitly parodies Husserl's call, "To the things themselves,” or "To the phenomena themselves." Heidegger went on to emphasize practical forms of comportment or better relating (Verhalten) as in hammering a nail, as opposed to representational forms of intentionality as in seeing or thinking about a hammer. Much, of Being and Time develops an existential interpretation of our modes of being including, famously, our being-toward-death.
In a very different style, in clear analytical prose, in the text of a lecture course called The Basic Problems of Phenomenology (1927), Heidegger traced the question of the meaning of being from Aristotle through many other thinkers into the issues of phenomenology. Our understanding of beings and their being comes ultimately through phenomenology. Here the connection with classical issues of ontology is more apparent, and consonant with Husserl's vision in the Logical Investigations (an early source of inspiration for Heidegger). One of Heidegger's most innovative ideas was his conception of the "ground" of being, looking to modes of being more fundamental than the things around us (from trees to hammers). Heidegger questioned the contemporary concern with technology, and his writing might suggest that our scientific theories are historical artifacts that we use in technological practice, rather than systems of ideal truth (as Husserl had held). Our deep understanding of being, in our own case, comes rather from phenomenology, Heidegger held.
In the 1930s phenomenology migrated from Austrian and then German philosophy into French philosophy. The way had been paved in Marcel Proust's in Search of Lost Time, in which the narrator recounts in close detail his vivid recollections of experiences, including his famous associations with the smell of freshly baked Madeleine. This sensibility to experience traces to Descartes' work, and French phenomenology has been an effort to preserve the central thrust of s' insights while rejecting mind-body dualism. The experience of one's own body, or one's lived or living body, has been an important motif in many French philosophers of the 20th century
In the novel Nausea (1936) Jean-Paul Sartre described a bizarre course of experience in which the protagonist, writing in the first person, describes how ordinary objects lose their meaning until he encounters pure being at the foot of a chestnut tree, and in that moment recovers his sense of his own freedom. In Being and Nothingness (1943, written partly while a prisoner of war), Sartre developed his conception of Phenomenological ontology. Consciousness is a consciousness of objects, as Husserl had stressed. In Sartre's model of intentionality, the central player in consciousness is a phenomenon, and the occurrence of a phenomenon is just a consciousness-of-an-object. The chestnut tree I see is, for Sartre, such a phenomenon in my consciousness. Indeed, all things in the world, as we normally experience them, are phenomena, beneath or behind which lies their "being-in-itself.” Consciousness, by contrast, has "being-for-itself,” inasmuch as consciousness is not only a consciousness-of-its-object but also a pre-reflective consciousness-of-itself (conscience de soi). Yet for Sartre, unlike Husserl, that "I" or self is nothing but a sequence of acts of consciousness, notably including radically free choices (like a Humean bundle of perceptions).
For Sartre, the practice of phenomenology proceeds by a deliberate reflection on the structure of consciousness. Sartre's method is in effect a literary style of interpretive description of different types of experience in relevant situations - a practice that does not really fit the methodological proposals of either Husserl or Heidegger, but makes use of Sartre's great literary skill. (Sartre wrote many plays and novels and was awarded the Nobel Prize in Literature.)
Sartre's phenomenology in Being and Nothingness became the philosophical foundation for his popular philosophy of existentialism, sketched in his famous lecture "Existentialism is a Humanism" (1945). In Being and Nothingness Sartre emphasized the experience of freedom of choice, especially the project of choosing oneself, the defining pattern of one's past actions. Through vivid description of the "look" of the Other, Sartre laid groundwork for the contemporary political significance of the concept of the Other (as in other groups or ethnicities). Indeed, in The Second Sex (1949) Simone de Beauvoir, Sartre's life-long companion, launched contemporary feminism with her nuance account of the perceived role of women as Other.
In 1940s Paris, Maurice Merleau-Ponty joined with Sartre and Beauvoir in developing phenomenology. In Phenomenology of Perception (1945) Merleau-Ponty developed a rich variety of phenomenology emphasizing the role of the body in human experience. Unlike Husserl, Heidegger, and Sartre, Merleau-Ponty looked to experimental psychology, analysing the reported experience of amputees who felt sensations in a phantom limb. Merleau-Ponty rejected both associationist psychology, focussed on correlations between sensation and stimulus, and intellectualist psychology, focussed on rational construction of the world in the mind. (Think of the behaviorist and computationalist models of mind in more recent decades of empirical psychology.) Instead, Merleau-Ponty focussed on the "body image,” our experience of our own body and its significance in our activities. Extending Husserl's account of the lived body (as opposed to the physical body), Merleau-Ponty resisted the traditional Cartesian separation of mind and body. For the body image is neither in the mental realm nor in the mechanical-physical realm. Rather, my body is, as it were, me in my engaged action with things I perceive including other people.
The scope of Phenomenology of Perception is characteristic of the breadth of classical phenomenology, not least because Merleau-Ponty drew (with generosity) on Husserl, Heidegger, and Sartre while fashioning his own innovative vision of phenomenology. His phenomenology addressed the role of attention in the phenomenal field, the experience of the body, the spatiality of the body, the motility of the body, the body in sexual being and in speech, other selves, temporality, and the character of freedom so important in French existentialism. Near the end of a chapter on the Cogito (Descartes' "I think, therefore I am"), Merleau-Ponty succinctly captures his embodied, existential form of phenomenology, writing: Insofar as, when I reflect on the essence of subjectivity, I find it bound up with that of the body and that of the world, this is because my existence as subjectivity [= consciousness] is merely one with my existence as a body and with the existence of the world, and because the subject that I am, for when taken seriously, is inseparable from this body and this world. In short, consciousness is embodied (in the world), and equally body is infused with consciousness (with cognition of the world).
In the years since Hussserl, Heidegger, et al. wrote that phenomenologists have dug into all these classical issues, including intentionality, temporal awareness, intersubjectivity, practical intentionality, and the social and linguistic contexts of human activity. Interpretation of historical texts by Husserl et al. has played a prominent role in this work, both because the texts are rich and difficult and because the historical dimension is itself part of the practice of continental European philosophy. Since the 1960s, philosophers trained in the methods of analytic philosophy have also dug into the foundations of phenomenology, with an eye to 20th century work in philosophy of logic, language, and mind.
Phenomenology was already linked with logical and semantic theory in Husserl's Logical Investigations. Analytic phenomenology picks up on that connection. In particular, Dagfinn F¿llesdal and J. N. Mohanty have explored historical and conceptual relations between Husserl's phenomenology and Frége's logical semantics (in Frége's "On Sense and Reference,” 1892). For Frége, an expression refers to an object by way of a sense: Thus, two expressions (say, "the morning star" and "the evening star") may refer to the same object (Venus) but express different senses with different manners of presentation. For Husserl, similarly, an experience (or an act of consciousness) intends or refers to an object by way of a noema or noematic sense: Thus, two experiences may refer to the same object but have different noematic senses involving different ways of presenting the object (for example, in seeing the same object from different sides). Indeed, for Husserl, the theory of intentionality is a generalization of the theory of linguistic reference: as linguistic reference is mediated by sense, so intentional reference is mediated by noematic sense.
More recently, analytic philosophers of mind have rediscovered phenomenologically issues of mental representation, intentionality, consciousness, sensory experience, intentional content, and context-of-thought. Some of these analytic philosophers of mind hark back to William James and Franz Brentano at the origins of modern psychology, and some look to empirical research in today's cognitive neuroscience. Some researchers have begun to combine Phenomenological issues with issues of neuroscience and behavioural studies and mathematical modelling. Such studies will extend the methods of traditional phenomenology as the Zeitgeist moves on. We address philosophy of mind below.
The discipline of phenomenology forms one basic field in philosophy among others. How is phenomenology distinguished from, and related to, other fields in philosophy?
Traditionally, philosophy includes at least four core fields or disciplines: Ontology, epistemology, ethics, logic. Suppose phenomenology joins that list. Consider then these elementary definitions of field: (1) Ontology is the study of beings or their being - what is. (2) Epistemology is the study of knowledge - how we know. (3) Logic is the study of valid reasoning - how to reason. (4) Ethics is the study of right and wrong - how we should act. (5) Phenomenology is the study of our experience - how we experience. The domains of study in these five fields are clearly different, and they seem to call for different methods of study.
Philosophers have sometimes argued that one of these fields is "first philosophy,” the most fundamental discipline, on which all philosophy or all knowledge or wisdom rests. Historically (it may be argued), Socrates and Plato put ethics first, then Aristotle put metaphysics or ontology first, then Descartes put epistemology first, then Russell put logic first, and then Husserl (in his later transcendental phase) put phenomenology first.
Consider epistemology. As we saw, phenomenology helps to define the phenomena on which knowledge claims rest, according to modern epistemology. On the other hand, phenomenology itself claims to achieve knowledge about the nature of consciousness, a distinctive description of the first-person knowledge. Through a form of intuition, consider logic, as a logical theory of meaning led Husserl into the theory of intentionality, the heart of phenomenology. On one account, phenomenology explicates the intentional or semantic force of ideal meanings, and propositional meanings are central to logical theory. But logical structure is expressed in language, either ordinary language or symbolic languages like those of predicate logic or mathematics or computer systems. It remains an important issue of debate where and whether language shapes specific forms of experience (thought, perception, emotion) and their content or meaning. So there is an important (if disputed) relation between phenomenology and logico-linguistic theory, especially philosophical logic and philosophy of language (as opposed to mathematical logic per se)
Consider ontology. Phenomenology studies (among other things) the nature of consciousness, which is a central issue in metaphysics or ontology, and one that leads into the traditional mind-body problem. Husserlian methodology would bracket the question of the existence of the surrounding world, thereby separating phenomenology from the ontology of the world. Yet Husserl's phenomenology presupposes theory about species and individuals (universals and particulars), relations of part and whole, and ideal meanings - all parts of ontology
Now consider ethics: Phenomenology might play a role in ethics by offering analyses of the structure of will, valuing, happiness, and care for others (in empathy and sympathy). Historically, though, ethics has been on the horizon of phenomenology. Husserl largely avoided ethics in his major works, though he featured the role of practical concerns in the structure of the life-world or of Geist (spirit, or culture, as in Zeitgeist). He once delivered a course of lectures giving ethics (like logic) a basic place in philosophy, indicating the importance of the phenomenology of sympathy in grounding ethics. In Being and Time Heidegger claimed not to pursue ethics while discussing phenomena ranging from care, conscience, and guilt to "falseness" and "authenticity" (all phenomena with theological echoes). In Being and Nothingness Sartre Analysed with subtlety the logical problem of "bad faith,” yet he developed an ontology of value as produced by willing in good faith (which sounds like a revised Kantian foundation for morality). Beauvoir sketched an existentialist ethics, and Sartre left unpublished notebooks on ethics. However, an explicit Phenomenological approach to ethics emerged in the works of Emanuel Levinas, a Lithuanian phenomenologists who heard Husserl and Heidegger in Freiburg before moving to Paris. In Totality and Infinity (1961), modifying themes drawn from Husserl and Heidegger, Levinas focussed on the significance of the "face" of the other, explicitly developing grounds for ethics in this range of phenomenology, writing an impressionistic style of prose with allusions to religious experience.
Allied with ethics are political and social philosophies. Sartre and Merleau-Ponty were politically engaged, in 1940s Paris and their existential philosophies (phenomenologically based) suggest a political theory based in individual freedom. Sartre later sought an explicit blend of existentialism with Marxism. Still, political theory has remained on the borders of phenomenology. Social theory, however, has been closer to phenomenology as such. Husserl Analysed the Phenomenological structure of the life-world and Geist generally, including our role in social activity. Heidegger stressed social practice, which he found more primordial than individual consciousness. Alfred Schutz developed a phenomenology of the social world. Sartre continued the Phenomenological appraisal of the meaning of the other, the fundamental social formation. Moving outward from Phenomenological issues, Michel Foucault studied the genesis and meaning of social institutions, from prisons to insane asylums. And Jacques Derrida has long practised a kind of phenomenology of language, pursuing sociologic meaning in the "deconstruction" of wide-ranging texts. Aspects of French "poststructuralist" theory are sometimes interpreted as broadly Phenomenological, but such issues are beyond the present purview.
Classical phenomenology, then, ties into certain areas of epistemology, logic, and ontology, and leads into parts of ethical, social, and political theory.
It ought to be obvious that phenomenology has a lot to say in the area called philosophy of mind. Yet the traditions of phenomenology and analytic philosophy of mind have not been closely joined, despite overlapping areas of interest. So it is appropriate to close this survey of phenomenology by addressing philosophy of mind, one of the most vigorously debated areas in recent philosophy.
The tradition of analytic philosophy began, early in the 20th century, with analyses of language, notably in the works of Gottlob Frége, Bertrand Russell, and Ludwig Wittgenstein. Then in The Concept of Mind (1949) Gilbert Ryle (1900-76), developed a series of analyses of language about different mental states, including sensation, belief, and will. Though Ryle is commonly deemed a philosopher of ordinary language, Ryle himself said The Concept of Mind could be called phenomenology. In effect, Ryle Analysed our Phenomenological understanding of mental states as reflected in ordinary language about the mind. From this linguistic phenomenology Ryle argued that Cartesian mind-body dualism involves a category mistake (the logic or grammar of mental verbs - "believe,” "see,” etc. - does not mean that we ascribe belief, sensation, etc., to "the ghost in the machine"). With Ryle's rejection of mind-body dualism, the mind-body problem was re-awakened: What is the ontology of mind/body, and how are mind and body related?
René Descartes, in his epoch-making Meditations on First Philosophy (1641), had argued that minds and bodies are two distinct kinds of being or substance with two distinct kinds of attributes or modes: Bodies are characterized by spatiotemporal physical properties, while minds are characterized by properties of thinking (including seeing, feeling, etc.). Centuries later, phenomenology would find, with Brentano and Husserl, that mental acts are characterized by consciousness and intentionality, while natural science would find that physical systems are characterized by mass and force, ultimately by gravitational, electromagnetic, and quantum fields. Where do we find consciousness and intentionality in the quantum-electromagnetic-gravitational field that, by hypothesis, orders everything in the natural world in which we humans and our minds exist? That is the mind-body problem today. In short, phenomenology by any other name lies at the heart of the contemporary, mind-body problem.
After Ryle, philosophers sought a more explicit and generally naturalistic ontology of mind. In the 1950s materialism was argued anew, urging that mental states are identical with states of the central nervous system. The classical identity theory holds that each token mental state (in a particular person's mind at a particular time) is identical with a token brain state (in that a person's brain at that time). The weaker of materialisms, holds instead, that each type of mental state is identical with a type of brain state. But materialism does not fit comfortably with phenomenology. For it is not obvious how conscious mental states as we experience them - sensations, thoughts, emotions - can simply be the complex neural states that somehow subserve or implement them. If mental states and neural states are simply identical, in token or in type, where in our scientific theory of mind does the phenomenology occur - is it not simply replaced by neuroscience? And yet experience is part of what is to be explained by neuroscience.
In the late 1960s and 1970s the computer model of mind set it, and functionalism became the dominant model of mind. On this model, mind is not what the brain consists in (electrochemical transactions in neurons in vast complexes). Instead, mind is what brains do: They are function of mediating between information coming into the organism and behaviour proceeding from the organism. Thus, a mental state is a functional state of the brain or of the human (or an animal) organism. More specifically, on a favourite variation of functionalism, the mind is a computing system: Mind is to brain as software is to hardware; Thoughts are just programs running on the brain's "NetWare.” Since the 1970s the cognitive sciences - from experimental studies of cognition to neuroscience - have tended toward a mix of materialism and functionalism. Gradually, however, philosophers found that Phenomenological aspects of the mind pose problems for the functionalist paradigm too.
In the early 1970s Thomas Nagel argued in "What Is It Like to Be a Bat?" (1974) that consciousness itself - especially the subjective character of what it is like to have a certain type of experience - escapes physical theory. Many philosophers pressed the case that sensory qualia - what it is like to feel pain, to see red, etc. - are not addressed or explained by a physical account of either brain structure or brain function. Consciousness has properties of its own. And yet, we know, it is closely tied to the brain. And, at some level of description, neural activities implement computation.
In the 1980s John Searle argued in Intentionality (1983) (and further in The Rediscovery of the Mind (1991)) that intentionality and consciousness are essential properties of mental states. For Searle, our brains produce mental states with properties of consciousness and intentionality, and this is all part of our biology, yet consciousness and intentionality require to "first-person" ontology. Searle also argued that computers simulate but do not have mental states characterized by intentionality. As Searle argued, a computer system has a syntax (processing symbols of certain shapes) but has no semantics (the symbols lack meaning: we interpret the symbols). In this way Searle rejected both materialism and functionalism, while insisting that mind is a biological property of organisms like us: our brains "secrete" consciousness
The analysis of consciousness and intentionality is central to phenomenology as appraised above, and Searle's theory of intentionality reads like a modernized version of Husserl's. (Contemporary logical theory takes the form of stating truth conditions for propositions, and Searle characterizes a mental state's intentionality by specifying its "satisfaction conditions"). However, there is an important difference in background theory. For Searle explicitly assumes the basic worldview of natural science, holding that consciousness is part of nature. But Husserl explicitly brackets that assumption, and later phenomenologists - including Heidegger, Sartre, Merleau-Ponty - seem to seek a certain sanctuary for phenomenology beyond the natural sciences. And yet phenomenology itself should be largely neutral about further theories of how experience arises, notably from brain activity.
The philosophy or theory of mind overall may be factored into the following disciplines or ranges of theory relevant to mind: Phenomenology studies conscious experience as experienced, analysing the structure - the types, intentional forms and meanings, dynamics, and (certain) enabling conditions - of perception, thought, imagination, emotion, and volition and action.
Neuroscience studies the neural activities that serve as biological substrate to the various types of mental activity, including conscious experience. Neuroscience will be framed by evolutionary biology (explaining how neural phenomena evolved) and ultimately by basic physics (explaining how biological phenomena are grounded in physical phenomena). Here lie the intricacies of the natural sciences. Part of what the sciences are accountable for is the structure of experience, Analysed by phenomenology.
Cultural analysis studies the social practices that help to shape or serve as cultural substrate of the various types of mental activity, including conscious experience. Here we study the import of language and other social practices.
Ontology of mind studies the ontological type of mental activity in general, ranging from perception (which involves causal input from environment to experience) to volitional action (which involves causal output from volition to bodily movement).
This division of labour in the theory of mind can be seen as an extension of Brentano's original distinction between descriptive and genetic psychology. Phenomenology offers descriptive analyses of mental phenomena, while neuroscience (and wider biology and ultimately physics) offers models of explanation of what causes or gives rise to mental phenomena. Cultural theory offers analyses of social activities and their impact on experience, including ways language shapes our thought, emotion, and motivation. And ontology frames all these results within a basic scheme of the structure of the world, including our own minds.
Meanwhile, from an epistemological standpoint, all these ranges of theory about mind begin with how we observe and reason about and seek to explain phenomena we encounter in the world. And that is where phenomenology begins. Moreover, how we understand each piece of theory, including theory about mind, is central to the theory of intentionality, as it was, the semantics of thought and experience in general. And that is the heart of phenomenology.
The discipline of phenomenology may be defined as the study of structures of experience or consciousness. Literally. , Phenomenology is the
Study of "phenomena": Appearances of things, or things as they appear in our experience, or the ways we experience things, thus the meaning’s things have in our experience. Phenomenology studies conscious experience as experienced from the subjective or first person point of view. This field of philosophy is then to be distinguished from, and related to, the other main fields of philosophy: ontology (the study of being or what is), epistemology (the study of knowledge), logic (the study of valid reasoning), ethics (the study of right and wrong action), etc.
The historical movement of phenomenology is the philosophical tradition launched in the first half of the 20th century by Edmund Husserl, Martin Heidegger, Maurice Merleau-Ponty, Jean-Paul Sartre. In that movement, the discipline of phenomenology was prized as the proper foundation of all philosophy - as opposed, say, to ethics or metaphysics or epistemology. The methods and characterization of the discipline were widely debated by Husserl and his successors, and these debates continue to the present day. (The definition of phenomenology offered above will thus is debatable, for example, by Heideggerians, but it remains the starting point in characterizing the discipline.)
In recent philosophy of mind, the term "phenomenology" is often restricted to the characterization of sensory qualities of seeing, hearing, etc.: what it is like to have sensations of various kinds. However, our experience is normally much richer in content than mere sensation. Accordingly, in the Phenomenological tradition, phenomenology is given a much wider range, addressing the meaning things have in our experience, notably, the significance of objects, events, tools, the flow of time, the self, and others, as these things arise and are experienced in our "life-world.”
Phenomenology as a discipline has been central to the tradition of continental European philosophy throughout the 20th century, while philosophy of mind has evolved in the Austro-Anglo-American tradition of analytic philosophy that developed throughout the 20th century. Yet the fundamental character of our mental activity is pursued in overlapping ways within these two traditions. Accordingly, the perspective on phenomenology drawn in this article will accommodate both traditions. The main concern here will be to characterize the discipline of phenomenology, in contemporary views, while also highlighting the historical tradition that brought the discipline into its own.
Basically, phenomenology studies the structure of various types of experience ranging from perception, thought, memory, imagination, emotion, desire, and volition to bodily awareness, embodied action, and social activity, including linguistic activity. The structure of these forms of experience typically involves what Husserl called "intentionality,” that is, the directedness of experience toward things in the world, the property of consciousness that it is a consciousness of or about something. According to classical Husserlian phenomenology, our experience remains directed towardly and represented or "intends" - things only through particular concepts, thoughts, ideas, images, etc. These make up the meaning or content of a given experience, and are distinct from the things they present or mean.
The basic intentional structure of consciousness, we find in reflection or analysis, involves further forms of experience. Thus, phenomenology develops a complex account of temporal awareness (within the stream of consciousness), spatial awareness (notably in perception), attention (distinguishing focal and marginal or "horizontal" awareness), awareness of one's own experience (self-consciousness, in one sense), self-awareness (awareness-of-oneself), the self in different roles (as thinking, acting, etc.), embodied action (including kinesthetic awareness of one's movement), purposive intention for its desire for action (more or less explicit), awareness of other persons (in empathy, intersubjectivity, collectivity), linguistic activity (involving meaning, communication, understanding others), social interaction (including collective action), and everyday activity in our surrounding life-world (in a particular culture).
Furthermore, in a different dimension, we find various grounds or enabling conditions -conditions of the possibility - of intentionality, including embodiment, bodily skills, cultural context, language and other social practices, social background, and contextual aspects of intentional activities. Thus, phenomenology leads from conscious experience into conditions that help to give experience its intentionality. Traditional phenomenology has focussed on subjective, practical, and social conditions of experience. Recent philosophy of mind, however, has focussed especially on the neural substrate of experience, on how conscious experience and mental representation or intentionality is grounded in brain activity. It remains a difficult question how much of these grounds of experience fall within the province of phenomenology as a discipline. Cultural conditions thus seem closer to our experience and to our familiar self-understanding than do the electrochemical workings of our brain, much less our dependence on quantum-mechanical states of physical systems to which we may belong. The cautious thing to say is that phenomenology leads in some ways into at least some background conditions of our experience.
Phenomenology studies structures of conscious experience as experienced from the first-person point of view, along with relevant conditions of experience. The central structure of an experience is its intentionality, the way it is directed through its content or meaning toward a certain object in the world.
We all experience various types of experience including perception, imagination, thought, emotion, desire, volition, and action. Thus, the domain of phenomenology is the range of experiences including these types (among others). Experience includes not only relatively passive experience as in vision or hearing, but also active experience as in walking or hammering a nail or kicking a ball. (The range will be specific to each species of being that enjoys consciousness; Our focus is on our own, human, experience. Not all conscious beings will, or will be able to, practice phenomenology, as we do.)
Conscious experiences have a unique feature: We experience them, we live through them or perform them. Other things in the world we may observe and engage. But we do not experience them, in the sense of living through or performing them. This experiential or first-person feature - that of being experienced -is an essential part of the nature or structure of conscious experience: as we say, "I see / think / desire / do . . ." This feature is both a Phenomenological and an ontological feature of each experience: it is part of what it is for the experience to be experienced (Phenomenological) and part of what it is for the experience to be (ontological).
How shall we study conscious experience? We reflect on various types of experiences just as we experience them. That is to say, we proceed from the first-person point of view. However, we do not normally characterize an experience at the time we are performing it. In many cases we do not have that capability: a state of intense anger or fear, for example, consumes the entire focus at the time. Rather, we acquire a background of having lived through a given type of experience, and we look to our familiarity with that type of experience: While hearing a song, seeing the sun set, thinking about love, intending to jump a hurdle. The practice of phenomenology assumes such familiarity with the type of experiences to be characterized. Importantly, it is atypical of experience that phenomenology pursues, rather than a particular fleeting experience - unless its type is what interests us.
Classical phenomenologists practised some three distinguishable methods. (1) We describe a type of experience just as we find it in our own (past) experience. Thus, Husserl and Merleau-Ponty spoke of pure description of lived experience. (2) We interpret a type of experience by relating it to relevant features of context. In this vein, Heidegger and his followers spoke of hermeneutics, the art of interpretation in context, especially social and linguistic context. (3) We analyse the form of a type of experience. In the end, all the classical phenomenologists practised analysis of experience, factoring out notable features for further elaboration.
These traditional methods have been ramified in recent decades, expanding the methods available to phenomenology. Thus: (4) In a logico-semantic model of phenomenology, we specify the truth conditions for a type of thinking (say, where I think that dogs chase cats) or the satisfaction conditions for a type of intention (say, where I intend or will to jump that hurdle). (5) In the experimental paradigm of cognitive neuroscience, we design empirical experiments that tend to confirm or refute aspects of experience (say, where a brain scan shows electrochemical activity in a specific region of the brain thought to subserve a type of vision or emotion or motor control). This style of "neurophenomenology" assumes that conscious experience is grounded in neural activity in embodied action in appropriate surroundings - mixing pure phenomenology with biological and physical science in a way that was not wholly congenial to traditional phenomenologists.
What makes an experience conscious is a certain awareness one has of the experience while living through or performing it. This form of inner awareness has been a topic of considerable debate, centuries after the issue arose with Locke's notion of self-consciousness on the heels of Descartes' sense of consciousness (conscience, co-knowledge). Does this awareness-of-experience consist in a kind of inner observation of the experience, as if one were doing two things at once? (Brentano argued no.) Is it a higher-order perception of one's mind's operation, or is it a higher-order thought about one's mental activity? (Recent theorists have proposed both.) Or is it a different form of inherent structure? (Sartre took this line, drawing on Brentano and Husserl.) These issues are beyond the scope of this article, but notice that these results of Phenomenological analysis shape the characterization of the domain of study and the methodology appropriate to the domain. For awareness-of-experience is a defining trait of conscious experience, the trait that gives experience a first-person, lived character. It is that a living characterization resembling its self, that life is to offer the experience through which allows a first-person perspective on the object of study, namely, experience, and that perspective is characteristic of the methodology of phenomenology.
Conscious experience is the starting point of phenomenology, but experience shades off into fewer overtly conscious phenomena. As Husserl and others stressed, we are only vaguely aware of things in the margin or periphery of attention, and we are only implicitly aware of the wider horizon of things in the world around us. Moreover, as Heidegger stressed, in practical activities like walking along, or hammering a nail, or speaking our native tongue, we are not explicitly conscious of our habitual patterns of action. Furthermore, as psychoanalysts have stressed, much of our intentional mental activity is not conscious at all, but may become conscious in the process of therapy or interrogation, as we come to realize how we feel or think about something. We should allow, then, that the domain of phenomenology - our own experience - spreads out from conscious experience into semiconscious and even unconscious mental activity, along with relevant background conditions implicitly invoked in our experience. (These issues are subject to debate; the point here is to open the door to the question of where to draw the boundary of the domain of phenomenology.)
To begin an elementary exercise in phenomenology, consider some typical experiences one might have in everyday life, characterized in the first person: (1) “I” witnesses that fishing boat off the coast as dusk descends over the Pacific. (2) I hear that helicopter whirring overhead as it approaches the hospital. (3) I am thinking that phenomenology differs from psychology. (4) I wish that warm rain from Mexico were falling like last week. (5) I imagine a fearsome creature like that in my nightmare. (6) I intend to finish my writing by noon. (7) I walk carefully around the broken glass on the sidewalk. (8) I stroke a backhand cross-court with that certain underspin. (9) I am searching for the words to make my point in conversation.
Here are rudimentary characterizations of some familiar types of experience. Each sentence is a simple form of Phenomenological description, articulating in everyday English the structure of the type of experience so described. The subject term of "I,” indicates the first-person structure of the experience: The intentionality proceeds from the subject. As the verb indicates, the type of intentional activity so described, as perception, thought, imagination, etc. Of central importance is the way that objects of awareness are presented or intended in our experiences, especially, the way we see or conceive or think about objects. The direct-object expression ("that fishing boat off the coast") articulates the mode of presentation of the object in the experience: The content or meaning of the experience, the core of what Husser called noema. In effect, the object-phrase expresses the noema of the act described, that is, to the extent that language has appropriate expressive power. The overall form of the given sentence articulates of a basic form of intentionality, in that of an experience has to its own subject-act-content-object.
Fruitful Phenomenological description or interpretation, as in Husserl or Merleau-Ponty, will far outrun such simple Phenomenological descriptions as above. But such simple descriptions bring out the basic form of intentionality. As we interpret the Phenomenological description further, we may assess the relevance of the context of experience. And we may turn to wider conditions of the possibility of that type of experience. In this way, in the practice of phenomenology, we classify, describe, interpret, and analyse structures of experiences in ways that answer to our own experience.
In such interpretive-descriptive analyses of experience, we immediately observe that we are analysing familiar forms of consciousness, conscious experience of or about this or that. Intentionality is thus the salient structure of our experience, and much of the phenomenology proceeds as the study of different aspects of intentionality. Thus, we explore structures of the stream of consciousness, the enduring self, the embodied self, and bodily action. Furthermore, as we reflect on how these phenomena work, we turn to the analysis of relevant conditions that enable our experiences to occur as they do, and to represent or intend as they do. Phenomenology then leads into analyses of conditions of the possibility of intentionality, conditions involving motor skills and habits, backgrounding to social practices, and often language, with its special place in human affairs. The Oxford English Dictionary presents the following definition: "Phenomenology. (I) The science of phenomena as distinct from being (ontology). (ii) That division of any science that describes and classifies its phenomena. From the Greek phainomenon, appearance." In philosophy, the term is used in the first sense, amid debates of theory and methodology. In physics and philosophy of science, the term is used in the second sense, even if only occasionally.
In its root meaning, then, phenomenology is the study of phenomena: Literally, appearances as opposed to reality. This ancient distinction launched philosophy as we emerged from Plato's cave. Yet the discipline of phenomenology did not blossom until the 20th century and remains poorly understood in many circles of contemporary philosophy. What is that discipline? How did philosophy move from a root concept of phenomena to the discipline of phenomenology?
Originally, in the 18th century, "phenomenology" meant the theory of appearances fundamental to empirical knowledge, especially sensory appearances. The term seems to have been introduced by Johann Heinrich Lambert, a follower of Christian Wolff. Subsequently, Immanuel Kant used the term occasionally in various writings, as did Johann Gottlieb Fichte and G. W. F. Hegel. By 1889 Franz Brentano used the term to characterize what he called "descriptive psychology.” From there Edmund Husserl took up the term for his new science of consciousness, and the rest is history.
Suppose we say phenomenology study’s phenomena: what appears to us - and its appearing? How shall we understand phenomena? The term has a rich history in recent centuries, in which we can see traces of the emerging discipline of phenomenology.
In a strict empiricist vein, what appears before the mind are sensory data or qualia: either patterns of one's own sensations (seeing red here now, feeling this ticklish feeling, hearing that resonant bass tone) or sensible patterns of worldly things, say, the looks and smells of flowers (what John Locke called secondary qualities of things). In a strict rationalist vein, by contrast, what appears before the mind are ideas, rationally formed "clear and distinct ideas" (in René Descartes' ideal). In Immanuel Kant's theory of knowledge, fusing rationalist and empiricist aims, what appears to the mind are phenomena defined as things-as-they-appear or things-as-they-are-represented (in a synthesis of sensory and conceptual forms of objects-as-known). In Auguste Comte's theory of science, phenomena (phenomenes) are the facts (faits, what occurs) that a given science would explain.
In 18th and 19th century epistemology, then, phenomena are the starting points in building knowledge, especially science. Accordingly, in a familiar and still current sense, phenomena are whatever we observe (perceive) and seek to explain.
As the discipline of psychology emerged late in the 19th century, however, phenomena took on a somewhat different guise. In Franz Brentano's Psychology from an Empirical Standpoint (1874), phenomena are of what occurs in the mind: Mental phenomena are acts of consciousness (or their contents), and physical phenomena are objects of external perception starting with colours and shapes. For Brentano, physical phenomena exist "intentionally" in acts of consciousness. This view revives a Medieval notion Brentano called "intentional in-existence. However, the ontology remains undeveloped (what is it to exist in the mind, and do physical objects exist only in the mind?). Moreover, phenomenons are whatever we are conscious of, as a phenomenon might that its events lay succumbantly around us, other people, ourselves. Even (in reflection) our own conscious experiences, as we experience these. In a certain technical sense, phenomena are things as they are given to our consciousness, whether in perception or imagination or thought or volition. This conception of phenomena would soon inform the new discipline of phenomenology.
Brentano distinguished descriptive psychology from genetic psychology. Where genetic psychology seeks the causes of various types of mental phenomena, descriptive psychology defines and classifies the various types of mental phenomena, including perception, judgment, emotion, etc. According to Brentano, every mental phenomenon, or act of consciousness, is directed toward some object, and only mental phenomena are so directed. This thesis of intentional directedness was the hallmark of Brentano's descriptive psychology. In 1889 Brentano used the term "phenomenology" for descriptive psychology, and the way was paved for Husserl's new science of phenomenology.
Phenomenology as we know it was launched by Edmund Husserl in his Logical Investigations (1900-01). Two importantly different lines of theory came together in that monumental work: Psychological theory, on the heels of Franz Brentano (and William James, whose Principles of Psychology appeared in 1891 and greatly impressed Husserl): Nevertheless, analytical logic or semantic theory, on his heels of Bernard, Bolzano and Hussserl, wherefore contemporaries who founded modern logic, including Gottlob Frége. (Interestingly, both lines of research trace back to Aristotle, and both reached importantly new results in Hussserl's day.)
Hussserl's Logical Investigations was inspired by Bolzano's ideal of logic, while taking up Brentano's conception of descriptive psychology. In his Theory of Science (1835) Bolzano distinguished between subjective and objective ideas or representations (Vorstellungen). In effect Bolzano criticized Kant and before him the classical empiricists and rationalists for failing to make this sort of distinction, thereby rendering phenomena merely subjective. Logic studies objective ideas, including propositions, which in turn make up objective theories as in the sciences. Psychology would, by contrast, study subjective ideas, the concrete contents (occurrences) of mental activities in particular minds at a given time. Husserl was after both, within a single discipline. So phenomena must be reconceived as objective intentional contents (sometimes called intentional objects) of subjective acts of consciousness. Phenomenology would then study this complex of consciousness and correlated phenomena. In Ideas I (Book One, 1913) Husserl introduced two Greek words to capture his version of the Bolzanoan distinction: noesis and noema (from the Greek verb noéaw, meaning to perceive, think, intend, from what place the noun nous or mind). The intentional process of consciousness is called noesis, while its ideal content is called noema. The noema of an act of consciousness Husserl characterized both as an ideal meaning and as "the object as intended.” Thus the phenomenon, or object-as-it-appears, becomes the noema, or object-as-it-is-intended. The interpretations of Husserl's theory of noema have been several and amount to different developments of Husserl's basic theory of intentionality. (Is the noema an aspect of the object intended, or rather a medium of intention?)
For Husserl, then, phenomenology integrates a kind of psychology with a kind of logic. It develops a descriptive or analytic psychology in that it describes and analytical divisions of subjective mental activity or experience, in short, acts of consciousness. Yet it develops a kind of logic - a theory of meaning (today we say logical semantics) -by that, it describes and approves to analytical justification that an objective content of consciousness, brings forthwith the ideas, concepts, images, propositions, in short, ideal meanings of various types that serve as intentional contents, or noematic meanings, of various types of experience. These contents are shareable by different acts of consciousness, and in that sense they are objective, ideal meanings. Following Bolzano (and to some extent the platonistic logician Hermann Lotze), Husserl opposed any reduction of logic or mathematics or science to mere psychology, to how human beings happen to think, and in the same spirit he distinguished phenomenology from mere psychology. For Husserl, phenomenology would study consciousness without reducing the objective and shareable meanings that inhabit experience to merely subjective happenstances. Ideal meaning would be the engine of intentionality in acts of consciousness.
A clear conception of phenomenology awaited Husserl's development of a clear model of intentionality. Indeed, phenomenology and the modern concept of intentionality emerged hand-in-hand in Husserl's Logical Investigations (1900-01). With theoretical foundations laid in the Investigations, Husserl would then promote the radical new science of phenomenology in Ideas. And alternative visions of phenomenology would soon follow.
Phenomenology came into its own with Husserl, much as epistemology came into its own with Descartes, and ontology or metaphysics came into its own with Aristotle on the heels of Plato. Yet phenomenology has been practised, with or without the name, for many centuries. When Hindu and Buddhist philosophers reflected on states of consciousness achieved in a variety of meditative states, they were practising phenomenology. When Descartes, Hume, and Kant characterized states of perception, thought, and imagination, they were practising phenomenology. When Brentano classified varieties of mental phenomena (defined by the directedness of consciousness), he was practising phenomenology. When William James appraised kinds of mental activity in the stream of consciousness (including their embodiment and their dependence on habit), he too was practising phenomenology. And when recent analytic philosophers of mind have addressed issues of consciousness and intentionality, they have often been practising phenomenology. Still, the discipline of phenomenology, its roots tracing back through the centuries, came full to flower in Husserl.
Husserl's work was followed by a flurry of Phenomenological writing in the first half of the 20th century. The diversity of traditional phenomenology is apparent in the Encyclopaedia of Phenomenology (Kluwer Academic Publishers, 1997, Dordrecht and Boston), which features separate articles on some seven types of phenomenology. (1) Transcendental constitutive phenomenology studies how objects are constituted in pure or transcendental consciousness, setting aside questions of any relation to the natural world around us. (2) Naturalistic constitutive phenomenology studies how consciousness constitutes or takes things in the world of nature, assuming with the natural attitude that consciousness is part of nature. (3) Existential phenomenology studies concrete human existence, including our experience of free choice or action in concrete situations. (4) Generative historicist phenomenology studies how meaning, as found in our experience, is generated in historical processes of collective experience over time. (5) Genetic phenomenology studies the genesis of meanings of things within one's own stream of experience. (6) Hermeneutical phenomenology studies interpretive structures of experience, how we understand and engage things around us in our human world, including ourselves and others. (7) Realistic phenomenology studies the structure of consciousness and intentionality, assuming it occurs in a real world that is largely external to consciousness and not somehow brought into being by consciousness.
The most famous of the classical phenomenologists were Husserl, Heidegger, Sartre, and Merleau-Ponty. In these four thinkers we find different conceptions of phenomenology, different methods, and different results. A brief sketch of their differences will capture both a crucial period in the history of phenomenology and a sense of the diversity of the field of phenomenology.
In his Logical Investigations (1900-01) Husserl outlined a complex system of philosophy, moving from logic to philosophy of language, to ontology (theory of universals and parts of wholes), to a Phenomenological theory of intentionality, and finally to a Phenomenological theory of knowledge. Then in Ideas I (1913) he focussed squarely on phenomenology itself. Husserl defined phenomenology as "the science of the essence of consciousness,” entered on the defining trait of intentionality, approached explicitly "in the first person." In this spirit, we may say phenomenology is the study of consciousness - that is, conscious experience of various types - as experienced from the first-person point of view. In this discipline we study different forms of experience just as we experience them, from the perspective of its topic for living through or performing them. Thus, we characterize experiences of seeing, hearing, imagining, thinking, feeling (i.e., emotion), wishing, desiring, willing, and acting, that is, embodied volitional activities of walking, talking, cooking, carpentering, etc. However, not just any characterization of an experience will do. Phenomenological analysis of a given type of experience will feature the ways in which we ourselves would experience that form of conscious activity. And the leading property of our familiar types of experience is their intentionality, their being a consciousness of or about something, something experienced or presented or engaged in a certain way. How I see or conceptualize or understand the object I am dealing with defines the meaning of that object in my current experience. Thus, phenomenology features a study of meaning, in a wide sense that includes more than what is expressed in language.
In Ideas, Husserl presented phenomenology with a transcendental turn. In part this means that Husserl took on the Kantian idiom of "transcendental idealism,” looking for conditions of the possibility of knowledge, or of consciousness generally, and arguably turning away from any reality beyond phenomena. But Hussserl's transcendental, and turns to involve his discovery of the method of epoché (from the Greek skeptics' notion of abstaining from belief). We are to practice phenomenology, Husserl proposed, by "bracketing" the question of the existence of the natural world around us. We thereby turn our attention, in reflection, to the structure of our own conscious experience. Our first key result is the observation that each act of consciousness is a consciousness of something, that is, intentional, or directed toward something. Consider my visual experience wherein I see a tree across the square. In Phenomenological reflection, we need not concern ourselves with whether the tree exists: my experience is of a tree whether or not such a tree exists. However, we do need to concern ourselves with how the object is meant or intended. I see a Eucalyptus tree, not a Yucca tree; I see the object as a Eucalyptus tree, with a certain shape, with bark stripping off, etc. Thus, bracketing the tree itself, we turn our attention to my experience of the tree, and specifically to the content or meaning in my experience. This tree-as-perceived Husserl calls the noema or noematic sense of the experience.
Philosophers succeeding Husserl debated the proper characterization of phenomenology, arguing over its results and its methods. Adolf Reinach, an early student of Husserl's (who died in World War I), argued that phenomenology should remain cooperatively affiliated within there be of the view that finds to some associative values among the finer qualities that have to them the realist’s ontology, as in Husserl's Logical Investigations. Roman Ingarden, a Polish phenomenologists of the next generation, continued the resistance to Hussserl's turn to transcendental idealism. For such philosophers, phenomenology should not bracket questions of being or ontology, as the method of epoché would suggest. And they were not alone. Martin Heidegger studied Hussserl's early writings, worked as Assistant to Husserl in 1916, and in 1928 Husserl was to succeed in the prestigious chair at the University of Freiburg. Heidegger had his own ideas about phenomenology.
In Being and Time (1927) Heidegger unfurled his rendition of phenomenology. For Heidegger, we and our activities are always "in the world,” our being is being-in-the-world, so we do not study our activities by bracketing the world, rather we interpret our activities and the meaning things have for us by looking to our contextual relations to things in the world. Indeed, for Heidegger, phenomenology resolves into what he called "fundamental ontology.” We must distinguish beings from their being, and we begin our investigation of the meaning of being in our own case, examining our own existence in the activity of "Dasein" (that being whose being is in each case my own). Heidegger resisted Husserl's neo-Cartesian emphasis on consciousness and subjectivity, including how perception presents things around us. By contrast, Heidegger held that our more basic ways of relating to things are in practical activities like hammering, where the phenomenology reveals our situation in a context of equipment and in being-with-others
In Being and Time Heidegger approached phenomenology, in a quasi-poetic idiom, through the root meanings of "logos" and "phenomena,” so that phenomenology is defined as the art or practice of "letting things show themselves.” In Heidegger's inimitable linguistic play on the Greek roots, “phenomenology” means, . . . to let that which shows itself be seen from themselves in the very way in which it shows itself from itself. Here Heidegger explicitly parodies Hussserl's call, "To the things themselves!", or "To the phenomena themselves!" Heidegger went on to emphasize practical forms of comportment or better relating (Verhalten) as in hammering a nail, as opposed to representational forms of intentionality as in seeing or thinking about a hammer. Being and Time developed an existential interpretation of our modes of being including, famously, our being-toward-death.
In a very different style, in clear analytical prose, in the text of a lecture course called The Basic Problems of Phenomenology (1927), Heidegger traced the question of the meaning of being from Aristotle through many other thinkers into the issues of phenomenology. Our understanding of beings and their being comes ultimately through phenomenology. Here the connection with classical issues of ontology is more apparent, and consonant with Hussserl's vision in the Logical Investigations (an early source of inspiration for Heidegger). One of Heidegger's most innovative ideas was his conception of the "ground" of being, looking to modes of being more fundamental than the things around us (from trees to hammers). Heidegger questioned the contemporary concern with technology, and his writing might suggest that our scientific theories are historical artifacts that we use in technological practice, rather than systems of ideal truth (as Husserl had held). Our deep understanding of being, in our own case, comes rather from phenomenology, Heidegger held.
In the 1930s phenomenology migrated from Austrian and then German philosophy into French philosophy. The way had been paved in Marcel Proust's In Search of Lost Time, in which the narrator recounts in close detail his vivid recollections of experiences, including his famous associations with the smell of freshly baked madeleine. This sensibility to experience traces to Descartes' work, and French phenomenology has been an effort to preserve the central thrust of Descartes' insights while rejecting mind-body dualism. The experience of one's own body, or one's lived or living body, has been an important motif in many French philosophers of the 20th century.
In the novel Nausea (1936) Jean-Paul Sartre described a bizarre course of experience in which the protagonist, writing in the first person, describes how ordinary objects lose their meaning until he encounters pure being at the foot of a chestnut tree, and in that moment recovers his sense of his own freedom. In Being and Nothingness (1943, written partly while a prisoner of war), Sartre developed his conception of Phenomenological ontology. Consciousness is a consciousness of objects, as Husserl had stressed. In Sartre's model of intentionality, the central player in consciousness is a phenomenon, and the occurrence of a phenomenon is just a consciousness-of-an-object. The chestnut tree I see is, for Sartre, such a phenomenon in my consciousness. Indeed, all things in the world, as we normally experience them, are phenomena, beneath or behind which lies their "being-in-itself.” Consciousness, by contrast, has "being-for-itself,” since everything conscious is not only a consciousness-of-its-object but also a pre-reflective consciousness-of-itself (conscience). Yet for Sartre, unlike Husserl, the formal "I" or self is nothing but a sequence of acts of consciousness, notably including radically free choices (like a Humean bundle of perceptions).
For Sartre, the practice of phenomenology proceeds by a deliberate reflection on the structure of consciousness. Sartre's method is in effect a literary style of interpretive description of different types of experience in relevant situations - a practice that does not really fit the methodological proposals of either Husserl or Heidegger, but makes benefit from Sartre's great literary skill. (Sartre wrote many plays and novels and was awarded the Nobel Prize in Literature.)
Sartre's phenomenology in Being and Nothingness became the philosophical foundation for his popular philosophy of existentialism, sketched in his famous lecture "Existentialism is a Humanism" (1945). In Being and Nothingness Sartre emphasized the experience of freedom of choice, especially the project of choosing oneself, the defining pattern of one's past actions. Through vivid description of the "look" of the Other, Sartre laid groundwork for the contemporary political significance of the concept of the Other (as in other groups or ethnicities). Indeed, in The Second Sex (1949) Simone de Beauvoir, Sartre's life-long companion, launched contemporary feminism with her nuance account of the perceived role of women as Other.
In 1940s Paris, Maurice Merleau-Ponty joined with Sartre and Beauvoir in developing phenomenology. In Phenomenology of Perception (1945) Merleau-Ponty developed a rich variety of phenomenology emphasizing the role of the body in human experience. Unlike Husserl, Heidegger, and Sartre, Merleau-Ponty looked to experimental psychology, analysing the reported experience of amputees who felt sensations in a phantom limb. Merleau-Ponty rejected both associationist psychology, focussed on correlations between sensation and stimulus, and intellectualist psychology, focussed on rational construction of the world in the mind. (Think of the behaviorist and computationalist models of mind in more recent decades of empirical psychology.) Instead, Merleau-Ponty focussed on the "body image,” our experience of our own body and its significance in our activities. Extending Hussserl's account of the lived body (as opposed to the physical body), Merleau-Ponty resisted the traditional Cartesian separation of mind and body. For the body image is neither in the mental realm nor in the mechanical-physical realm. Rather, my body is, as it were, me in my engaged action with things I perceive including other people.
The scope of Phenomenology of Perception is characteristic of the breadth of classical phenomenology, not least because Merleau-Ponty drew (with generosity) on Husserl, Heidegger, and Sartre while fashioning his own innovative vision of phenomenology. His phenomenology addressed the role of attention in the phenomenal field, the experience of the body, the spatiality of the body, the motility of the body, the body in sexual being and in speech, other selves, temporality, and the character of freedom so important in French existentialism. Near the end of a chapter on the Cogito (Descartes' "I think, therefore I am"), Merleau-Ponty succinctly captures his embodied, existential form of phenomenology, writing: Insofar as, when I reflect on the essence of subjectivity, I find it bound up with that of the body and that of the world, this is because my existence as subjectivity [= consciousness] is merely one with my existence as a body and with the existence of the world, and because the subject that I am, when appropriated concrete, it is inseparable from this body and this world.
In short, consciousness is embodied (in the world), and equally body is infused with consciousness (with cognition of the world).
In the years since Hussserl, Heidegger, et al, wrote that its topic or ways of conventional study are to phenomenologists of having in accord dug into all these classical disseminations that include, intentionality, temporal awareness, intersubjectivity, practical intentionality, and the social and linguistic contexts of human activity. Interpretation of historical texts by Husserl et al. has played a prominent role in this work, both because the texts are rich and difficult and because the historical dimension is itself part of the practice of continental European philosophy. Since the 1960s, philosophers trained in the methods of analytic philosophy have also dug into the foundations of phenomenology, with an eye to 20th century work in philosophy of logic, language, and mind.
Phenomenology was already linked with logical and semantic theory in Husserl's Logical Investigations. Analytic phenomenology picks up on that connection. In particular, Dagfinn F¿llesdal and J. N. Mohanty have explored historical and conceptual relations between Husserl's phenomenology and Frége's logical semantics (in Frége's "On Sense and Reference,” 1892). For Frége, an expression refers to an object by way of a sense: Thus, two expressions (say, "the morning star" and "the evening star") may refer to the same object (Venus) but express different senses with different manners of presentation. For Husserl, similarly, an experience (or act of consciousness) intends or refers to an object by way of a noema or noematic sense: Consequently, two experiences may refer to the same object but have different noematic senses involving different ways of presenting the object (for example, in seeing the same object from different sides). Indeed, for Husserl, the theory of intentionality is a generalization of the theory of linguistic reference: as linguistic reference is mediated by sense, so intentional reference is mediated by noematic sense.
More recently, analytic philosophers of mind have rediscovered Phenomenological issues of mental representation, intentionality, consciousness, sensory experience, intentional content, and context-of-thought. Some of these analytic philosophers of mind hark back to William James and Franz Brentano at the origins of modern psychology, and some look to empirical research in today's cognitive neuroscience. Some researchers have begun to combine Phenomenological issues with issues of neuroscience and behavioural studies and mathematical modelling. Such studies will extend the methods of traditional phenomenology as the Zeitgeist moves on.
The discipline of phenomenology forms one basic field in philosophy among others. How is phenomenology distinguished from, and related to, other fields in philosophy?
Traditionally, philosophy includes at least four core fields or disciplines: Ontology, epistemology, ethics, logic presupposes phenomenology as it joins that list. Consider then these elementary definitions of field: (1) Ontology is the study of beings or their being - what is. (2) Epistemology is the study of knowledge - how we know. (3) Logic is the study of valid reasoning - how to reason. (4) Ethics is the study of right and wrong - how we should act. (5) Phenomenology is the study of our experience - how we experience.
The domains of study in these five fields are clearly different, and they seem to call for different methods of study.
Philosophers have sometimes argued that one of these fields is "first philosophy,” the most fundamental discipline, on which all philosophy or all knowledge or wisdom rests. Historically (it may be argued), Socrates and Plato put ethics first, then Aristotle put metaphysics or ontology first, then Descartes put epistemology first, then Russell put logic first, and then Husserl (in his later transcendental phase) put phenomenology first.
Consider epistemology. As we saw, phenomenology helps to define the phenomena on which knowledge claims rest, according to modern epistemology. On the other hand, phenomenology itself claims to achieve knowledge about the nature of consciousness, a distinctive description of first-person knowledge, through a form of intuition.
Consider logic saw being a logical theory of meaning, in that this had persuaded Husserl into the theory of intentionality, the heart of phenomenology. On one account, phenomenology explicates the intentional or semantic force of ideal meanings, and propositional meanings are central to logical theory. But logical structure is expressed in language, either ordinary language or symbolic languages like those of predicate logic or mathematics or computer systems. It remains an important issue of debate where and whether language shapes specific forms of experience (thought, perception, emotion) and their content or meaning. So there is an important (if disputed) relation between phenomenology and logico-linguistic theory, especially philosophical logic and philosophy of language (as opposed to mathematical logic per se).
Consider ontology. Phenomenology studies (among other things) the nature of consciousness, which is a central issue in metaphysics or ontology, and one that lead into the traditional mind-body problem. Husserlian methodology would bracket the question of the existence of the surrounding world, thereby separating phenomenology from the ontology of the world. Yet Husserl's phenomenology presupposes theory about species and individuals (universals and particulars), relations of part and whole, and ideal meanings - all parts of ontology.
Now consider ethics. Phenomenology might play a role in ethics by offering analyses of the structure of will, valuing, happiness, and care for others (in empathy and sympathy). Historically, though, ethics has been on the horizon of phenomenology. Husserl largely avoided ethics in his major works, though he featured the role of practical concerns in the structure of the life-world or of Geist (spirit, or culture, as in Zeitgeist). He once delivered a course of lectures giving ethics (like logic) a basic place in philosophy, indicating the importance of the phenomenology of sympathy in grounding ethics. In Being and Time Heidegger claimed not to pursue ethics while discussing phenomena ranging from care, conscience, and guilt to "falseness" and "authenticity" (all phenomena with theological echoes). In Being and Nothingness Sartre analysed with subtlety the logical problem of "bad faith,” yet he developed an ontology of value as produced by willing in good faith (which sounds like a revised Kantian foundation for morality). Beauvoir sketched an existentialist ethics, and Sartre left unpublished notebooks on ethics. However, an explicit Phenomenological approach to ethics emerged in the works of Emanuel Levinas, a Lithuanian phenomenologists who heard Husserl and Heidegger in Freiburg before moving to Paris. In Totality and Infinity (1961), modifying themes drawn from Husserl and Heidegger, Levinas focussed on the significance of the "face" of the other, explicitly developing grounds for ethics in this range of phenomenology, writing an impressionistic style of prose with allusions to religious experience.
Allied with ethics that on the same line, signify political and social philosophy. Sartre and Merleau-Ponty were politically captivated in 1940s Paris, and their existential philosophies (phenomenologically based) suggest a political theory based in individual freedom. Sartre later sought an explicit blend of existentialism with Marxism. Still, political theory has remained on the borders of phenomenology. Social theory, however, has been closer to phenomenology as such. Husserl analysed the Phenomenological structure of the life-world and Geist generally, including our role in social activity. Heidegger stressed social practice, which he found more primordial than individual consciousness. Alfred Schutz developed a phenomenology of the social world. Sartre continued the Phenomenological appraisal of the meaning of the other, the fundamental social formation. Moving outward from Phenomenological issues, Michel Foucault studied the genesis and meaning of social institutions, from prisons to insane asylums. And Jacques Derrida has long practised a kind of phenomenology of language, seeking socially meaning in the "deconstruction" of wide-ranging texts. Aspects of French "poststructuralist" theory are sometimes interpreted as broadly Phenomenological, but such issues are beyond the present purview.
Classical phenomenology, then, ties into certain areas of epistemology, logic, and ontology, and leads into parts of ethical, social, and political theory.
It ought to be obvious that phenomenology has a lot to say in the area called philosophy of mind. Yet the traditions of phenomenology and analytic philosophy of mind have not been closely joined, despite overlapping areas of interest. So it is appropriate to close this survey of phenomenology by addressing philosophy of mind, one of the most vigorously debated areas in recent philosophy.
The tradition of analytic philosophy began, early in the 20th century, with analyses of language, notably in the works of Gottlob Frége, Bertrand Russell, and Ludwig Wittgenstein. Then in The Concept of Mind (1949) Gilbert Ryle developed a series of analyses of language about different mental states, including sensation, belief, and will. Though Ryle is commonly deemed a philosopher of ordinary language, Ryle himself said The Concept of Mind could be called phenomenology. In effect, Ryle analysed our Phenomenological understanding of mental states as reflected in ordinary language about the mind. From this linguistic phenomenology Ryle argued that Cartesian mind-body dualism involves a category mistake (the logic or grammar of mental verbs - "believe,” "see,” etc. -does not mean that we ascribe belief, sensation, etc., to "the ghost in the machine"). With Ryle's rejection of mind-body dualism, the mind-body problem was re-awakened: What is the ontology of mind/body, and how are mind and body related?
René Descartes, in his epoch-making Meditations on First Philosophy (1641), had argued that minds and bodies are two distinct kinds of being or substance with two distinct kinds of attributes or modes: bodies are characterized by spatiotemporal physical properties, while minds are characterized by properties of thinking (including seeing, feeling, etc.). Centuries later, phenomenology would find, with Brentano and Husserl, that mental acts are characterized by consciousness and intentionality, while natural science would find that physical systems are characterized by mass and force, ultimately by gravitational, electromagnetic, and quantum fields. Where do we find consciousness and intentionality in the quantum-electromagnetic-gravitational field that, by hypothesis, orders everything in the natural world in which we humans and our minds exist? That is the mind-body problem today. In short, phenomenology by any other name lies at the heart of the contemporary, mind-body problem.
After Ryle, philosophers sought a more explicit and generally naturalistic ontology of mind. In the 1950s materialism was argued anew, urging that mental states are identical with states of the central nervous system. The classical identity theory holds that each token mental state (in a particular person's mind at a particular time) is identical with a token brain state (in that person's brain at that time). A weaker materialism holds, instead, that each type of mental state is identical with a type of brain state. But materialism does not fit comfortably with phenomenology. For it is not obvious how conscious mental states as we experience them - sensations, thoughts, emotions - can simply be the complex neural states that somehow subserve or implement them. If mental states and neural states are simply identical, in token or in type, where in our scientific theory of mind does the phenomenology occur - is it not simply replaced by neuroscience? And yet experience is part of what is to be explained by neuroscience.
In the late 1960s and 1970s the computer model of mind set it, and functionalism became the dominant model of mind. On this model, mind is not what the brain consists in (electrochemical transactions in neurons in vast complexes). Instead, mind is what brains do: They are function of mediating between information coming into the organism and behaviour proceeding from the organism. Thus, a mental state is a functional state of the brain or of the human or an animal organism. More specifically, on a favourite variation of functionalism, the mind is a computing system: Mind is to brain as software is to hardware; Thoughts are just programs running on the brain's "NetWare.” Since the 1970s the cognitive sciences - from experimental studies of cognition to neuroscience - have tended toward a mix of materialism and functionalism. Gradually, however, philosophers found that Phenomenological aspects of the mind pose problems for the functionalist paradigm too.
In the early 1970s Thomas Nagel argued in "What Is It Like to Be a Bat?" (1974) that consciousness itself - especially the subjective character of what it is like to have a certain type of experience - escapes physical theory. Many philosophers pressed the case that sensory qualia - what it is like to feel pain, to see red, etc. - are not addressed or explained by a physical account of either brain structure or brain function. Consciousness has properties of its own. And yet, we know, it is closely tied to the brain. And, at some level of description, neural activities implement computation.
In the 1980s John Searle argued in Intentionality (1983) (and further in The Rediscovery of the Mind (1991)) that intentionality and consciousness are essential properties of mental states. For Searle, our brains produce mental states with properties of consciousness and intentionality, and this is all part of our biology, yet consciousness and intentionality require the "first-person" ontology. Searle also argued that computers simulate but do not have mental states characterized by intentionality. As Searle argued, a computer system has of the syntax (processing symbols of certain shapes) but has no semantics (the symbols lack meaning: We interpret the symbols). In this way Searle rejected both materialism and functionalism, while insisting that mind is a biological property of organisms like us: Our brains "secrete" consciousness.
The analysis of consciousness and intentionality is central to phenomenology as appraised above, and Searle's theory of intentionality reads like a modernized version of Husserl's. (Contemporary logical theory takes the form of stating truth conditions for propositions, and Searle characterizes a mental state's intentionality by specifying its "satisfaction conditions"). However, there is an important difference in background theory. For Searle explicitly assumes the basic worldview of natural science, holding that consciousness is part of nature. But Husserl explicitly brackets that assumption, and later phenomenologists - including Heidegger, Sartre, Merleau-Ponty - seem to seek a certain sanctuary for phenomenology beyond the natural sciences. And yet phenomenology itself should be largely neutral about further theories of how experience arises, notably from brain activity.
The philosophy or theory of mind overall may be factored into the following disciplines or ranges of theory relevant to mind: Phenomenology studies conscious experience as experienced, analysing the structure - the types, intentional forms and meanings, dynamics, and (certain) enabling conditions - of perception, thought, imagination, emotion, and volition and action.
Neuroscience studies the neural activities that serve as biological substrate to the various types of mental activity, including conscious experience. Neuroscience will be framed by evolutionary biology (explaining how neural phenomena evolved) and ultimately by basic physics (explaining how biological phenomena are grounded in physical phenomena). Here lie the intricacies of the natural sciences. Part of what the sciences are accountable for is the structure of experience, analysed by phenomenology.
Cultural analysis studies the social practices that help to shape or serve as cultural substrate of the various types of mental activity, including conscious experience. Here we study the import of language and other social practices. Ontology of mind studies the ontological type of mental activity in general, ranging from perception (which involves causal input from environment to experience) to volitional action (which involves causal output from volition to bodily movement).
This division of labour in the theory of mind can be seen as an extension of Brentano's original distinction between descriptive and genetic psychology. Phenomenology offers descriptive analyses of mental phenomena, while neuroscience (and wider biology and ultimately physics) offers models of explanation of what causes or gives rise to mental phenomena. Cultural theory offers analyses of social activities and their impact on experience, including ways language shapes our thought, emotion, and motivation. And ontology frames all these results within a basic scheme of the structure of the world, including our own minds.
Meanwhile, from an epistemological standpoint, all these ranges of theory about mind begin with how we observe and reason about and seek to explain phenomena we encounter in the world. And that is where phenomenology begins. Moreover, how we understand each piece of theory, including theory about mind, is central to the theory of intentionality, as it were, the semantics of thought and experience in general. And that is the heart of phenomenology.
There is potentially a rich and productive interface between neuroscience/cognitive science. The two traditions, however, have evolved largely independent, based on differing sets of observations and objectives, and tend to use different conceptual frameworks and vocabulary representations. The distributive contributions to each their dynamic functions of finding a useful common reference to further exploration of the relations between neuroscience/cognitive science and psychoanalysis/psychotherapy.
Forthwith, is the existence of a historical gap between neuroscience/cognitive science and psychotherapy is being productively closed by, among other things, the suggestion that recent understandings of the nervous system as a modeler and predictor bear a close and useful similarity to the concepts of projection and transference. The gap could perhaps be valuably narrowed still further by a comparison in the two traditions of the concepts of the "unconscious" and the "conscious" and the relations between the two. It is suggested that these be understood as two independent "story generators" - each with different styles of function and both operating optimally as reciprocal contributors to each others' ongoing story evolution. A parallel and comparably optimal relation might be imagined for neuroscience/cognitive science and psychotherapy.
For the sake of argument, imagine that human behaviour and all that it entails (including the experience of being a human and interacting with a world that includes other humans) is a function of the nervous system. If this were so, then there would be lots of different people who are making observations of (perhaps different) aspects of the same thing, and telling (perhaps different) stories to make sense of their observations. The list would include neuroscientists and cognitive scientists and psychologists. It would include as well psychoanalysts, psychotherapists, psychiatrists, and social workers. If we were not too fussy about credentials, it should probably include as well educators, and parents and . . . babies? Arguably, all humans, from the time they are born, spend significant measures of their time making observations of how people (others and themselves) behave and why, and telling stories to make sense of those observations.
The stories, of course, all differ from one another to greater or lesser degrees. In fact, the notion that "human behaviour and all that it entails . . . is a function of the nervous system" is itself a story used to make sense of observations by some people and not by others. It is not my intent here to try to defend this particular story, or any other story for that matter. Very much to the contrary, is to explore the implications and significance of the fact that there ARE different stories and that they might be about the same (some)thing
In so doing, I want to try to create a new story that helps to facilitate an enhanced dialogue between neuroscience/cognitive science, on the one hand, and psychotherapy, on the other. That new story is itself is a story of conflicting stories within . . . what is called the "nervous system" but others are free to call the "self," "mind," "soul," or whatever best fits their own stories. What is important is the idea that multiple things, evident by their conflicts, may not in fact be disconnected and adversarial entities but could rather be fundamentally, understandably, and valuably interconnected parts of the same thing.
Many practising psychoanalysts (and psychotherapists too, I suspect) feel that the observations/stories of neuroscience/cognitive science are for their own activities, least of mention, are at primes of irrelevance, and at worst destructive, and the same probable holds for many neuroscientists/cognitive scientists. Pally clearly feels otherwise, and it is worth exploring a bit why this is so in her case. A general key, I think, is in her line "In current paradigms, the brain has intrinsic activity, is highly integrated, is interactive with the environment, and is goal-oriented, with predictions operating at every level, from lower systems to . . . the highest functions of abstract thought." Contemporary neuroscience/cognitive science has indeed uncovered an enormous complexity and richness in the nervous system, "making it not so different from how psychoanalysts (or most other people) would characterize the self, at least not in terms of complexity, potential, and vagary." Given this complexity and richness, there is substantially less reason than there once was to believe psychotherapists and neuroscientists/cognitive scientists are dealing with two fundamentally different thing’s ally suspects, more aware of this than many psychotherapists because she has been working closely with contemporary neuroscientists who are excited about the complexity to be found in the nervous system. And that has an important lesson, but there is an additional one at least as important in the immediate context. In 1950, two neuroscientists wrote: "The sooner we realize that not to expect of expectation itself, which we would recognize the fact that the complex and higher functional Gestalts that leave the reflex physiologist dumfounded in fact send roots down to the simplest basal functions of the CNS, the sooner we will see that the previously terminologically insurmountable barrier between the lower levels of neurophysiology and higher behavioural theory simply dissolves away."
And in 1951 another said, "I am becoming subsequently forwarded by the conviction that the rudiments of every behavioural mechanism will be found far down in the evolutionary scale and represented in primitive activities of the nervous system."
Neuroscience (and what came to be cognitive science) was engaged from very early on in an enterprise committed to the same kind of understanding sought by psychotherapists, but passed through a phase (roughly from the 1950's to the 1980's) when its own observations and stories were less rich in those terms. It was a period that gave rise to the notion that the nervous system was "simple" and "mechanistic," which in turn made neuroscience/cognitive science seem less relevant to those with broader concerns, perhaps even threatening and apparently adversarial if one equated the nervous system with "mind," or "self," or "soul," since mechanics seemed degrading to those ideas. Arguably, though, the period was an essential part of the evolution of the contemporary neuroscience/cognitive science story, one that laid needed groundwork for rediscovery and productive exploration of the richness of the nervous system. Psychoanalysis/psychotherapy of course went through its own story evolution over this time. That the two stories seemed remote from one another during this period was never adequate evidence that they were not about the same thing but only an expression of their needed independent evolutions.
An additional reason that Pally is comfortable with the likelihood that psychotherapists and neuroscientists/cognitive scientists are talking about the same thing is her recognition of isomorphism (or congruities, Pulver 2003) between the two sets of stories, places where different vocabularies in fact seem to be representing the same (or quite similar) things. I am not sure I am comfortable calling these "shared assumptions" (as Pally does) since they are actually more interesting and probably more significant if they are instead instances of coming to the same ideas from different directions (as I think they are). In this case, the isomorphism tends to imply that, rephrasing Gertrude Stein, "that there is an existence of actuality that finds relations within thereness.” Regardless, Pally has entirely appropriately and, I think, usefully called attention to an important similarity between the psychotherapeutic concept of "transference" and an emerging recognition within neuroscience/cognitive science that the nervous system does not so much collect information about the world as generate a model of it, act in relation to that model, and then check incoming information against the predictions of that model. Pally's suggestion that this model reflects in part early interpersonal experiences, can be largely "unconscious," and so may cause inappropriate and troubling behaviour in current time seems entirely reasonable. So too is she to think of thoughts that there is an interaction with the analyst, and this can be of some help by bringing the model to "consciousness" through the intermediary of recognizing the transference onto the analyst.
The increasing recognition of substantial complexity in the nervous system together with the presence of identifiable isomorphism provides a solid foundation for suspecting that psychotherapists and neuroscientists/cognitive scientists are indeed talking about the same thing. But the significance of different stories for better understanding a single thing lies as much in the differences between the stories as it does in their similarities/isomorphism, in the potential for differing and not obviously isomorphic stories productively to modify each other, yielding a new story in the process. With this thought in mind, I want to call attention to some places where the psychotherapeutic and the neuroscientific/cognitive scientific stories have edges that rub against one another rather than smoothly fitting together. And perhaps to ways each could be usefully further evolved in response to those non-isomorphism.
Unconscious stories and "reality.” Though her primary concern is with interpersonal relations, Pally clearly recognizes that transference and related psychotherapeutic phenomena are one (actually relatively small) facet of a much more general phenomenon, the creation, largely unconsciously, of stories that are understood to be that of what are not necessarily reflective of the "real world.” Ambiguous figures illustrate the same general phenomenon in a much simpler case, that of visual perception. Such figures may be seen in either of two ways; They represent two "stories" with the choice between them being, at any given time, largely unconscious. More generally, a serious consideration of a wide array of neurobiological/cognitive phenomena clearly implies that, as Pally said, that if we could ever see "reality," but only have stories to describe it that result from processes of which we are not consciously aware.
All of this raises some quite serious philosophical questions about the meaning and usefulness of the concept of "reality." In the present context, what is important is that it is a set of questions that sometimes seem to provide an insurmountable barrier between the stories of neuroscientists/cognitive scientists, who by and large think they are dealing with reality, and psychotherapists, who feel more comfortable in more idiosyncratic and fluid spaces. In fact, neuroscience and cognitive science can proceed perfectly well in the absence of a well-defined concept of "reality" and, without being fully conscious of it, does in fact do so. And psychotherapists actually make more use of the idea of "reality" than is entirely appropriate. There is, for example, a tendency within the psychotherapeutic community to presume that unconscious stories reflect "traumas" and other historically verifiable events, while the neurobiological/cognitive science story says quite clearly that they may equally reflect predispositions whose origins reflect genetic information and hence bear little or no relation to "reality" in the sense usually meant. They may, in addition, reflect random "play" (Grobstein, 1994), putting them even further out of reach of easy historical interpretation. In short, with regard to the relation between "story" and "reality," each set of stories could usefully be modified by greater attention to the other. Differing concepts of "reality" (perhaps the very concept itself) gets in the way of usefully sharing stories. The neurobiologists and/or/cognitive scientists' preoccupation with "reality" as an essential touchstone could valuably be lessened, and the therapist's sense of the validation of story in terms of personal and historical idiosyncrasies could be helpfully adjusted to include a sense of actual material underpinnings.
The Unconscious and the Conscious. Pally appropriately makes a distinction between the unconscious and the conscious, one that has always been fundamental to psychotherapy. Neuroscience/cognitive science has been slower to make a comparable distinction but is now rapidly beginning to catch up. Clearly some neural processes generate behaviour in the absence of awareness and intent and others yield awareness and intent with or without accompanying behaviour. An interesting question however, raised at a recent open discussion of the relations between neuroscience and psychoanalysis, is whether the "neurobiological unconscious" is the same thing as the "psychotherapeutic unconscious," and whether the perceived relations between the "unconscious" and the"conscious" are the same in the two sets of stories. Is this a case of an isomorphism or, perhaps more usefully, a masked difference?
An oddity of Pally's article is that she herself acknowledges that the unconscious has mechanisms for monitoring prediction errors and yet implies, both in the title of the paper, and in much of its argument, that there is something special or distinctive about consciousness (or conscious processing) in its ability to correct prediction errors. And here, I think, there is evidence of a potentially useful "rubbing of edges" between the neuroscientific/cognitive scientific tradition and the psychotherapeutic one. The issue is whether one regards consciousness (or conscious processing) as somehow "superior" to the unconscious (or unconscious processing). There is a sense in Pally of an old psychotherapeutic perspective of the conscious as a mechanism for overcoming the deficiencies of the unconscious, of the conscious as the wise father/mother and the unconscious as the willful child. Actually, Pally does not quite go this far, but there is enough of a trend to illustrate the point and, without more elaboration, I do not think many neuroscientists/cognitive scientists will catch Pally's more insightful lesson. I think Pally is almost certainly correct that the interplay of the conscious and the unconscious can achieve results unachievable by the unconscious alone, but think also that neither psychotherapy nor neuroscience/cognitive science are yet in a position to say exactly why this is so. So let me take a crack here at a new, perhaps bi-dimensional story that could help with that common problem and perhaps both traditions as well.
A major and surprising lesson of comparative neuroscience, supported more recently by neuropsychology (Weiskrantz, 1986) and, more recently still, by artificial intelligence is that an extraordinarily rich repertoire of adaptive behaviour can occur unconsciously, in the absence of awareness of intent (be supported by unconscious neural processes). It is not only modelling of the world and prediction and error correction that can occur this way but virtually (and perhaps literally) the entire spectrum of behaviour externally observed, including fleeing from threat, approaching good things, generating novel outputs, learning from doing so, and so on.
This extraordinary terrain, discovered by neuroanatomists, electrophysiologists, neurologists, behavioural biologists, and recently extended by others using more modern techniques, is the unconscious of which the neuroscientists/cognitive scientist speaks. It is a terrain so surprisingly rich that it creates, for some people, the inpuzzlement about whether there is anything else at all. Moreover, it seems, at first glance, to be a totally different terrain from that of the psychotherapist, whose clinical experience reveals a territory occupied by drives, unfulfilled needs, and the detritus with which the conscious would prefer not to deal.
As indicated earlier, it is one of the great strengths of Pally's article to suggest that the two terrains may in fact turns out to be the same in many ways, but if they are of the same line, it then becomes the question of whether or not it feels in what way nature resembles the "unconscious" and the "conscious" different? Where now are the "two stories?” Pally touches briefly on this point, suggesting that the two systems differ not so much (or at all?) in what they do, but rather in how they do it. This notion of two systems with different styles seems to me worth emphasizing and expanding. Unconscious processing is faster and handles many more variables simultaneously. Conscious processing is slower and handles several variables at one time. It is likely that there appear to a host of other differences in style as well, in the handling of number for example, and of time.
In the present context, however, perhaps the most important difference in style is one that Lacan called attention to from a clinical/philosophical perspective - the conscious (conscious processing) that has in resemblance to some objective "coherence," that is, it attempts to create a story that makes sense simultaneously of all its parts. The unconscious, on the other hand, is much more comfortable with bits and pieces lying around with no global order. To a neurobiologist/cognitive scientist, this makes perfectly good sense. The circuitry includes the unconscious (sub-cortical circuitry?) assembly of different parts organized for a large number of different specific purposes, and only secondarily linked together to try to assure some coordination? The circuitry preserves the conscious precessing (neo-cortical circuitry?), that, on the other hand, seems to both be more uniform and integrated and to have an objective for which coherence is central.
That central coherence is well-illustrated by the phenomena of "positive illusions,” exemplified by patients who receive a hypnotic suggestion that there is an object in a room and subsequently walk in ways that avoid the object while providing a variety of unrelated explanations for their behaviour. Similar "rationalization" is, of course, seen in schizophrenic patients and in a variety of fewer dramatic forms in psychotherapeutic settings. The "coherent" objective is to make a globally organized story out of the disorganized jumble, a story of (and constituting) the "self."
What this thoroughly suggests is that the mind/brain be actually organized to be constantly generating at least two different stories in two different styles. One, written by conscious processes in simpler terms, is a story of/about the "self" and experienced as such, for developing insights into how such a story can be constructed using neural circuitry. The other is an unconscious "story" about interactions with the world, perhaps better thought of as a series of different "models" about how various actions relate to various consequences. In many ways, the latter is the grist for the former.
In this sense, we are safely back to the two story ideas that has been central to psychotherapy, but perhaps with some added sophistication deriving from neuroscience/cognitive science. In particular, there is no reason to believe that one story is "better" than the other in any definitive sense. They are different stories based on different styles of story telling, with one having advantages in certain sorts of situations (quick responses, large numbers of variables, more direct relation to immediate experiences of pain and pleasure) and the other in other sorts of situations (time for more deliberate responses, challenges amenable to handling using smaller numbers of variables, more coherent, more able to defer immediate gratification/judgment.
In the clinical/psychotherapeutic context, an important implication of the more neutral view of two story-tellers outlined above is that one ought not to over-value the conscious, nor to expect miracles of the process of making conscious what is unconscious. In the immediate context, the issue is if the unconscious is capable of "correcting prediction errors,” then why appeal to the conscious to achieve this function? More generally, what is the function of that persistent aspect of psychotherapy that aspires to make the unconscious conscious? And why is it therapeutically effective when it is? Here, it is worth calling special attention to an aspect of Pally's argument that might otherwise get a bit lost in the details of her article: . . . the therapist encourages the wife to stop consciously and consider her assumption that her husband does not properly care about her, and to effort fully consider an alternative view and inhibit her impulse to reject him back. This, in turn, creates a new type of experience, one in which he is indeed more loving, such that she can develop new predictions."
It is not, as Pally describes it, the simple act of making something conscious that is therapeutically effective. What is necessary is too consciously recompose the story (something that is made possible by its being a story with a small number of variables) and, even more important, to see if the story generates a new "type of experience" that in turn causes the development of "new predictions." The latter, I suggest, is an effect of the conscious on the unconscious, an alteration of the unconscious brought about by hearing, entertaining, and hence acting on a new story developed by the conscious. It is not "making things conscious" that is therapeutically effective; it is the exchange of stories that encourages the creation of a new story in the unconscious.
For quite different reasons, Grey (1995) earlier made a suggestion not dissimilar to Pally's, proposing that consciousness was activated when an internal model detected a prediction failure, but acknowledged he could see no reason "why the brain should generate conscious experience of any kind at all." It seems to me that, despite her title, it is not the detection of prediction errors that is important in Pally's story. Instead, it is the detection of mismatches between two stories, one unconscious and the other conscious, and the resulting opportunity for both to shape a less trouble-making new story. That, in brief, is it to why the brain "should generate conscious experience,” and reap the benefits of having a second story teller with which a different style of paraphrasing Descartes, one might know of another in what one might say "I am, and I can think, therefore I can change who I am.” It is not only the neurobiological "conscious" that can undergo change; it is the neurobiological "unconscious" as well.
More generally, the most effective psychotherapy requires the recognitions that assume their responsibility is rapidly emerging from neuroscience/cognitive science, that the brain/mind has evolved with two (or more) independent story tellers and has done so precisely because there are advantages to having independent story tellers that generate and exchange different stories. The advantage is that each can learn from the other, and the mechanisms to convey the stories and forth and for each story teller to learn from the stories of the other are a part of our evolutionary endowment as well. The problems that bring patients into a therapist's office are problems in the breakdown of story exchange, for any of a variety of reasons, and the challenge for the therapist is to reinstate the confidence of each story teller in the value of the stories created by the other. Neither the conscious nor the unconscious is primary; they function best as an interdependent loop with each developing its own story facilitated by the semi-independent story of the other. In such an organization, there is not only no "real,” and no primacy for consciousness, there is only the ongoing development and, ideally, effective sharing of different stories.
There are, in the story I am outlining, implications for neuroscience/cognitive science as well. The obvious key questions are what does one mean (in terms of neurons and neuronal assemblies) by "stories," and in what ways are their construction and representation different in unconscious and conscious neural processing. But even more important, if the story I have outlined makes sense, what are the neural mechanisms by which unconscious and conscious stories are exchanged and by which each kind of story impacts on the other? And why (again in neural terms) does the exchange sometimes break down and fail in a way that requires a psychotherapist - an additional story teller - to be repaired?
Just as the unconscious and the conscious are engaged in a process of evolving stories for separate reasons and using separate styles, so too have been and will continue to be neuroscience/cognitive science and psychotherapy. And it is valuable that both communities continue to do so. But there is every reason to believe that the different stories are indeed about the same thing, not only because of isomorphism between the differing stories but equally because the stories of each can, if listened to, be demonstrably of value to the stories of the other. When breakdowns in story sharing occur, they require people in each community who are daring enough to listen and be affected by the stories of the other community. Pally has done us all a service as such a person. I hope my reactions to her article will help further to construct the bridge she has helped to lay, and that others will feel inclined to join in an act of collective story telling that has enormous intellectual potential and relates as well very directly to a serious social need in the mental health arena. Indeed, there are reasons to believe that an enhanced skill at hearing, respecting, and learning from differing stories about similar things would be useful in a wide array of contexts.
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